RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••••• W••••• R•••••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 2, 2023 · Atlanta, Ga
- A••••••• W••••• M••••••••• I••• independent RIAMay 2, 2011 to Oct 4, 2023 · Alpharetta, Ga
- A••••••• W••••• M••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 4, 2023, registered Oct 2, 2023 (-2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- E•••••••• W••••• R••••••••• left A••••••• W••••• M••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-10-02)Oct 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address