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Reading the graph
Advisor at RETIRABLE
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Retirable | Independent wealth | Oct 17, 2024 | n/a | yes | NEW YORK, NY | Current employment |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Sep 28, 2022 | Sep 13, 2024 | no | PLYMOUTH, MN|NEW YORK, NY | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 27, 2021 | Sep 12, 2022 | no | WHITE PLAINS, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Retirable | Sep 13, 2024 | Oct 17, 2024 | 34 | Firm change | Ibd to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Sep 12, 2022 | Sep 28, 2022 | 16 | Firm change | Ibd to ibd |