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Advisor at QUADRANT PRIVATE WEALTH MANAGEMENT, LLC
Bethlehem, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| QUADRANT PRIVATE WEALTH MANAGEMENT, LLC | Independent wealth | Aug 14, 2018 | n/a | yes | Bethlehem, PA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 11, 2004 | Feb 18, 2014 | no | ALLENTOWN, PA|ALLENTOWN, PA|ALLENTOWN, PA|ALLENTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | QUADRANT PRIVATE WEALTH MANAGEMENT, LLC | Feb 18, 2014 | Aug 14, 2018 | 1,638 | Firm change after gap | Wirehouse to RIA |