This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SOFI WEALTH LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Jan 23, 2023

First registration

Jan 30, 2023

Dual registered

yes, broker-dealer

Other names

Katie Mae Moak|Katie Bilodeau|Katherine Bilodeau|Katherine Moak Bilodeau

IAPD individual key

7600463

• Occurred

  Oct 13, 2025
  Advisor changed firm

  Katherine Bilodeau left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Sofi Wealth Llc (registered 2025-11-06)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d2ceb881-7710-957d-0587-0e0fa79f27ee

First observed

Jan 30, 2023

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.