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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

HAL VINCENT CAPRARA

Advisor at BCG SECURITIES, INC.

Wexford, PA | CHERRY HILL, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BCG SECURITIES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 11, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Nov 11, 2004
First registration: Jan 11, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4863473

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BCG SECURITIES, INC.	Independent wealth	Jun 17, 2015	n/a	yes	Wexford, PA\|CHERRY HILL, NJ	Current employment
KEY WEALTH MANAGEMENT, INC.	State registered	Sep 22, 2021	Nov 4, 2021	no	WEXFORD, PA	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Dec 5, 2013	Jun 18, 2015	no	WEXFORD, PA	Previous registration
LINCOLN INVESTMENT	Independent wealth	Aug 2, 2010	Jun 18, 2015	no	WEXFORD, PA\|CINCINNATI, OH	Previous registration
GREAT AMERICAN ADVISORS, INC.	Former SEC adviser	Jan 5, 2010	Aug 2, 2010	no	WEXFORD, PA\|CINCINNATI, OH	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Jan 11, 2007	Jan 12, 2010	no	WEXFORD, PA\|PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KEY WEALTH MANAGEMENT, INC.	n/a	Nov 4, 2021	n/a	n/a	Departure no registered destination	Departure
CAPITAL ANALYSTS	BCG SECURITIES, INC.	Jun 18, 2015	Jun 17, 2015	-1	Firm change	Other
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Jun 18, 2015	Dec 5, 2013	-560	Firm change after gap	Other
GREAT AMERICAN ADVISORS, INC.	LINCOLN INVESTMENT	Aug 2, 2010	Aug 2, 2010	0	Bulk transfer	Other
VOYA FINANCIAL PARTNERS, LLC	GREAT AMERICAN ADVISORS, INC.	Jan 12, 2010	Jan 5, 2010	-7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
519:162200:OH:2015-06-18	Jun 18, 2015	Dec 5, 2013	CINCINNATI, OH	Firm change after gap

Relationships

Registered with (6)

→ BCG SECURITIES, INC.Registered adviserregistration: current employment
Jun 17, 2015 to presentfactForm ADV
→ KEY WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 22, 2021 to Nov 4, 2021factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Dec 5, 2013 to Jun 18, 2015factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Aug 2, 2010 to Jun 18, 2015factForm ADV
→ GREAT AMERICAN ADVISORS, INC.Registered adviserregistration: previous registration
Jan 5, 2010 to Aug 2, 2010factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 11, 2007 to Jan 12, 2010factForm ADV

Dated events

No dated event names this entity yet.