DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at INTRUA FINANCIAL
HOUSTON, TX | Brookfield, WI | Germantown, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTRUA FINANCIAL | Independent wealth | Nov 13, 2023 | n/a | yes | Germantown, WI|HOUSTON, TX|Brookfield, WI | Current employment |
| FREEDOM WEALTH ALLIANCE | Former SEC adviser | Sep 30, 2014 | Dec 12, 2023 | no | BROOKFIELD, WI | Previous registration |
| NATIONS FINANCIAL GROUP, INC. | Independent wealth | Aug 12, 2013 | Sep 30, 2014 | no | BROOKFIELD, WI | Previous registration |
| DISCIPLINED FINANCIAL SERVICES, INC | Former SEC adviser | Jun 6, 2006 | Dec 31, 2013 | no | BROOKFIELD, WI|BROOKFIELD, WI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Mar 17, 2006 | May 25, 2006 | no | BROOKFIELD, WI | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Oct 5, 2004 | Mar 14, 2006 | no | MILWAUKEE, WI|MILWAUKEE, WI | Previous registration |
| STRONG CAPITAL MANAGEMENT INC | n/a | Sep 1, 2000 | Sep 13, 2004 | no | MENOMONEE FALLS, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FREEDOM WEALTH ALLIANCE | INTRUA FINANCIAL | Dec 12, 2023 | Nov 13, 2023 | -29 | Firm change | RIA to RIA |
| NATIONS FINANCIAL GROUP, INC. | FREEDOM WEALTH ALLIANCE | Sep 30, 2014 | Sep 30, 2014 | 0 | Firm change | Other |
| DISCIPLINED FINANCIAL SERVICES, INC | NATIONS FINANCIAL GROUP, INC. | Dec 31, 2013 | Aug 12, 2013 | -141 | Firm change after gap | Other |
| CHASE INVESTMENT SERVICES CORP. | DISCIPLINED FINANCIAL SERVICES, INC | May 25, 2006 | Jun 6, 2006 | 12 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Mar 14, 2006 | Mar 17, 2006 | 3 | Firm change | Other |
| STRONG CAPITAL MANAGEMENT INC | BANC ONE SECURITIES CORPORATION | Sep 13, 2004 | Oct 5, 2004 | 22 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 170456:281554:WI:2023-12-12 | Dec 12, 2023 | Nov 13, 2023 | BROOKFIELD, WI | Firm change |