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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FREEDOM WEALTH ALLIANCE

FREEDOM WEALTH ALLIANCE, LLC, CRD 170456

BROOKFIELD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4d84531-0ce4-e5a8-9c14-04e224b1bf0b

Data as of Mar 7, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 19
On other graphs: 0
Observed: Mar 4, 2014 to Mar 7, 2023
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $280MItem 5.F on the latest filing (2023-03-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $279M
Private client RAUM: $275MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 8
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 1,613
Individual clients: 631
High net worth clients: 76
SEC number: 801-79331
CRD: 170456
Filings on the tape: 27
First filed: Mar 4, 2014
Latest filed: Mar 7, 2023
Organised: Limited Liability Company, Wisconsin

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROZMAN, KURT, RICHARD	PRESIDENT / CCO	E	yes	02/2014	Mar 4, 2014	Mar 7, 2023

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Franklin	Wi	United States	2	yes
n/a	n/a	n/a	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 7, 2023	$280M	$279M	12	8	4	n/a	n/a
2021	Feb 22, 2022	$320M	$319M	13	9	3	n/a	n/a
2020	Mar 24, 2021	$290M	$287M	14	9	2	n/a	n/a
2019	Mar 17, 2020	$276M	$275M	14	10	1	n/a	n/a
2018	Mar 19, 2019	$227M	$226M	13	9	0	n/a	n/a
2017	May 1, 2018	$248M	$247M	14	10	0	n/a	n/a
2016	Mar 16, 2017	$216M	$216M	13	9	n/a	n/a	n/a
2015	Mar 29, 2016	$170M	$170M	11	7	n/a	n/a	n/a
2014	Mar 17, 2015	$191M	$190M	9	7	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$280M	$320M	-12.6%	$276M	0.5%	12	13	4	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
INTRUA FINANCIAL	6	Dec 12, 2023	Nov 28, 2023	BROOKFIELD, WI	Firm absorbed	RIA to RIA	85.7%
BELPOINTE ASSET MANAGEMENT LLC	5	Sep 30, 2022	Sep 22, 2022	BROOKFIELD, WI	Team lift out	RIA to RIA	35.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SAGEPOINT FINANCIAL, INC.	5	Feb 24, 2022	Feb 24, 2022	MILWAUKEE, WI	Team lift out	Ibd to RIA	0.6%

Relationships

Controls (1)

← ROZMAN, KURT, RICHARDOwnerPRESIDENT / CCO, ownership code E, individual
Mar 4, 2014 to presentfactForm ADV

Registered with (16)

← Gerald SchuelkeAdvisorregistration: previous registration
Aug 6, 2019 to Dec 12, 2023factForm ADV
← CHARLES HARVEY KUHTZAdvisorregistration: previous registration
Aug 12, 2016 to Dec 12, 2023factForm ADV
← SHAWN EDWARD THOMASAdvisorregistration: previous registration
Jul 31, 2018 to Dec 12, 2023factForm ADV
← KURT RICHARD ROZMANAdvisorregistration: previous registration
May 15, 2014 to Dec 12, 2023factForm ADV
← THOMAS SCOTT RAMSETTAdvisorregistration: previous registration
May 15, 2014 to Dec 12, 2023factForm ADV
← DARREN JOEL LIBERSKIAdvisorregistration: previous registration
Sep 30, 2014 to Dec 12, 2023factForm ADV
← SHANNON FERRELL SMITHAdvisorregistration: previous registration
May 16, 2014 to Dec 12, 2023factForm ADV
← ADRIAN LEE ZILVETTIAdvisorregistration: previous registration
Sep 30, 2014 to Aug 15, 2023factForm ADV
← ERIC J KULWICKIAdvisorregistration: previous registration
Jun 2, 2016 to Aug 3, 2023factForm ADV
← WILLIAM BARRY MATTAdvisorregistration: previous registration
Feb 22, 2022 to Sep 30, 2022factForm ADV
← JOHN JEROLD CEAGLSKEAdvisorregistration: previous registration
Feb 22, 2022 to Sep 30, 2022factForm ADV
← ROBERT MICHAEL BESEKEAdvisorregistration: previous registration
Feb 22, 2022 to Sep 30, 2022factForm ADV
← JOHN E. WITCZAKAdvisorregistration: previous registration
Feb 24, 2022 to Sep 30, 2022factForm ADV
← THOMAS F. WOZNIAKAdvisorregistration: previous registration
Feb 24, 2022 to Sep 30, 2022factForm ADV
← Shawn Paul HittmanAdvisorregistration: previous registration
May 15, 2014 to Feb 26, 2021factForm ADV
← MAX CONNER FLANAGANAdvisorregistration: previous registration
Sep 4, 2018 to Mar 25, 2019factForm ADV

Moved with (3)

→ INTRUA FINANCIALRegistered adviser6 advisors, firm absorbed, same day
Dec 12, 2023 to Nov 28, 2023factForm ADV
→ BELPOINTE ASSET MANAGEMENT LLCRegistered adviser5 advisors, team lift out, same day
Sep 30, 2022 to Sep 22, 2022factForm ADV
← SAGEPOINT FINANCIAL, INC.Registered adviser5 advisors, team lift out, same day
Feb 24, 2022 to Feb 24, 2022factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 12, 2023
Firm absorbed
Freedom Wealth Alliance's advisors moved to Intrua Financial (Brookfield, WI): 6 of 7 registered, on the same day
Form ADVobserved 5 days ago
6 advisors
Occurred
Dec 12, 2023
Advisor changed firm
Thomas Scott Ramsett left Freedom Wealth Alliance for Intrua Financial (registered 2025-10-16)
Form ADVobserved 5 days ago
Occurred
Dec 12, 2023
Advisor changed firm
Shawn Edward Thomas left Freedom Wealth Alliance for Intrua Financial (registered 2023-11-13)
Form ADVobserved 5 days ago
Occurred
Dec 12, 2023
Advisor changed firm
Kurt Richard Rozman left Freedom Wealth Alliance for Intrua Financial (registered 2023-11-28)
Form ADVobserved 5 days ago
Occurred
Dec 12, 2023
Advisor changed firm
Darren Joel Liberski left Freedom Wealth Alliance for Intrua Financial (registered 2023-11-13)
Form ADVobserved 5 days ago
Occurred
Dec 12, 2023
Advisor changed firm
Gerald Schuelke left Freedom Wealth Alliance for Intrua Financial (registered 2023-11-13)
Form ADVobserved 5 days ago
Occurred
Dec 12, 2023
Advisor changed firm
Charles Harvey Kuhtz left Freedom Wealth Alliance for Intrua Financial (registered 2023-11-28)
Form ADVobserved 5 days ago
Occurred
Dec 12, 2023
Advisor changed firm
Shannon Ferrell Smith left Freedom Wealth Alliance for Intrua Financial (registered 2023-11-28)
Form ADVobserved 5 days ago
Occurred
Aug 15, 2023
Advisor changed firm
Adrian Lee Zilvetti left Freedom Wealth Alliance for Belpointe Asset Management Llc (registered 2023-08-09)
Form ADVobserved 5 days ago
Occurred
Aug 3, 2023
Advisor changed firm
Eric J Kulwicki left Freedom Wealth Alliance for Intrua Financial (registered 2024-02-27)
Form ADVobserved 5 days ago
Occurred
Sep 30, 2022
Team lift-out
5 advisors left Freedom Wealth Alliance (Brookfield, WI) for Belpointe Asset Management LLC on the same day
Form ADVobserved 5 days ago
5 advisors
Occurred
Sep 30, 2022
Advisor changed firm
John E. Witczak left Freedom Wealth Alliance for Belpointe Asset Management Llc (registered 2022-09-20)
Form ADVobserved 5 days ago
Occurred
Sep 30, 2022
Advisor changed firm
John Jerold Ceaglske left Freedom Wealth Alliance for Belpointe Asset Management Llc (registered 2022-09-19)
Form ADVobserved 5 days ago
Occurred
Sep 30, 2022
Advisor changed firm
Robert Michael Beseke left Freedom Wealth Alliance for Belpointe Asset Management Llc (registered 2022-09-19)
Form ADVobserved 5 days ago
Occurred
Sep 30, 2022
Advisor changed firm
Thomas F. Wozniak left Freedom Wealth Alliance for Belpointe Asset Management Llc (registered 2022-09-22)
Form ADVobserved 5 days ago
Occurred
Sep 30, 2022
Advisor changed firm
William Barry Matt left Freedom Wealth Alliance for Belpointe Asset Management Llc (registered 2022-09-19)
Form ADVobserved 5 days ago
Occurred
Feb 24, 2022
Team lift-out
5 advisors left Sagepoint Financial, Inc. (Milwaukee, WI) for Freedom Wealth Alliance on the same day
Form ADVobserved 5 days ago
5 advisors
Occurred
Mar 4, 2014
First Form ADV filing
Freedom Wealth Alliance filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 17, 2020
Freedom Wealth Alliance reported 10 state-registered advisory representatives, up from 0 (2019-03-19 to 2020-03-17)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4d84531-0ce4-e5a8-9c14-04e224b1bf0b
First observed: Mar 4, 2014
Last observed: Mar 7, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FREEDOM WEALTH ALLIANCE

FREEDOM WEALTH ALLIANCE, LLC, CRD 170456

BROOKFIELD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4d84531-0ce4-e5a8-9c14-04e224b1bf0b

Data as of Mar 7, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROZMAN, KURT, RICHARD

PRESIDENT / CCO

yes

02/2014

Mar 4, 2014

Mar 7, 2023

City

State

Country

Employees

Also broker-dealer

Franklin

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 7, 2023

$280M

$279M

n/a

2021

Feb 22, 2022

$320M

$319M

n/a

2020

Mar 24, 2021

$290M

$287M

n/a

2019

Mar 17, 2020

$276M

$275M

n/a

2018

Mar 19, 2019

$227M

$226M

n/a

2017

May 1, 2018

$248M

$247M

n/a

2016

Mar 16, 2017

$216M

n/a

2015

Mar 29, 2016

$170M

n/a

2014

Mar 17, 2015

$191M

$190M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$280M

$320M

-12.6%

$276M

0.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

INTRUA FINANCIAL

Dec 12, 2023

Nov 28, 2023

BROOKFIELD, WI

Firm absorbed

RIA to RIA

85.7%

BELPOINTE ASSET MANAGEMENT LLC

Sep 30, 2022

Sep 22, 2022

BROOKFIELD, WI

Team lift out

RIA to RIA

35.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SAGEPOINT FINANCIAL, INC.

Feb 24, 2022

MILWAUKEE, WI

Team lift out

Ibd to RIA

0.6%