DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

BRENDA LYNNE LARKIN

Advisor at WESTMINSTER FINANCIAL ADVISORY CORP

West Hartford, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2e2d092-8928-5827-aae3-2dcab96b71ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 2, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTMINSTER FINANCIAL ADVISORY CORP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 30, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 16
Exams: S63|S65
First exam: May 30, 1998
First registration: Nov 2, 1999
Dual registered: yes, broker-dealer
Other names: BRENDA LYNNE CARUSO
IAPD individual key: 1681471

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WESTMINSTER FINANCIAL ADVISORY CORP	Independent wealth	Feb 22, 2019	n/a	yes	West Hartford, CT	Current employment
OSAIC FA, INC.	Former SEC adviser	Oct 18, 2012	Mar 6, 2019	no	HARTFORD, CT	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Feb 14, 2003	Oct 19, 2012	no	GLASTONBURY, CT\|GLASTONBURY, CT	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 2, 1999	Feb 11, 2003	no	GLASTONBURY, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	WESTMINSTER FINANCIAL ADVISORY CORP	Mar 6, 2019	Feb 22, 2019	-12	Firm change	Ibd to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	OSAIC FA, INC.	Oct 19, 2012	Oct 18, 2012	-1	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Feb 11, 2003	Feb 14, 2003	3	Firm change	Other

Relationships

Registered with (4)

→ WESTMINSTER FINANCIAL ADVISORY CORPRegistered adviserregistration: current employment
Feb 22, 2019 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Oct 18, 2012 to Mar 6, 2019factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Feb 14, 2003 to Oct 19, 2012factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 2, 1999 to Feb 11, 2003factForm ADV

Dated events

No dated event names this entity yet.