DFX Intelligence

R••• D••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

R••• D••••• M••••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 4, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 14, 2026	n/a	yes	Dallas, TX\|SAN DIEGO, CA\|Dittmer, MO\|DALLAS, TX\|High Ridge, MO	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 26, 2023	Jul 29, 2026	no	Dallas, TX\|High Ridge, MO\|Dittmer, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	L•• F•••••••• L••	Jul 29, 2026	Jul 14, 2026	-15	Firm change	Ibd to ibd
S••••••••• A•••••• A•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Feb 7, 2023	Jan 26, 2023

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 27, 2013 to Feb 25, 2014factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 26, 2023 to Jul 29, 2026factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 18, 2014 to Feb 7, 2023factForm ADV
→ W•• A•••••••• L•

Dated events

Order

Occurred
29 Jul 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
7 Feb 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 4, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.