DFX Intelligence

K••••• I••••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

K••••• I••••••••• A•••••••• L••

CRD 117098

MEDFORD, OR

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Search this name across graphsid dfx:ria:d3082f21-c333-4353-a316-c10c97f0c4c1

Data as of Oct 12, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Mar 23, 2012 to Oct 12, 2020
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

K••••• I••••••••• A•••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $183M••• Locked
Discretionary RAUM: $183M
Private client RAUM: $176Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••• G••••••• A•••	Owner	E	yes	03/1990	Mar 23, 2012	Oct 12, 2020
K•••••• A••••••	SILENT OWNER (5%)	F	no	06/2007	Mar 23, 2012	Oct 12, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$183M	$153M	19.8%	$124M	13.9%	3	3	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•••••••• L••	2	Mar 23, 2021	Aug 21, 2018	MEDFORD, OR	Team lift out	RIA to RIA	100.0%

Relationships

Controls (1)

← K•••••• G••••••• A•••OwnerOWNER, ownership code E, individual
Mar 23, 2012 to presentfactForm ADV

Owns (3)

← M•••••• L••••• A•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 23, 2012 to presentfactForm ADV
← M••••••••• J••••••• L•OwnerMANAGING MEMBER, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← K•••••• A••••••OwnerSILENT OWNER (5%), ownership code F, individual

Dated events

Occurred
Mar 28, 2013
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3082f21-c333-4353-a316-c10c97f0c4c1
First observed: Mar 23, 2012
Last observed: Oct 12, 2020 72 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.