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Advisor at CHARLES SCHWAB & CO., INC.
Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | May 25, 2023 | n/a | yes | Phoenix, AZ | Current employment |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Jan 8, 2018 | May 24, 2020 | no | SAN ANTONIO, TX|Phoenix, AZ | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Mar 28, 2013 | Jan 8, 2018 | no | PHOENIX, AZ | Previous registration |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Aug 1, 2006 | Apr 1, 2013 | no | PHOENIX, AZ|SAN ANTONIO, TX|PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USAA INVESTMENT SERVICES COMPANY | CHARLES SCHWAB & CO., INC. | May 24, 2020 | May 25, 2023 | 1,096 | Bulk transfer | Ibd to ibd |
| USAA FINANCIAL PLANNING SERVICES | USAA INVESTMENT SERVICES COMPANY | Jan 8, 2018 | Jan 8, 2018 | 0 | Bulk transfer | Other |
| USAA INVESTMENT SERVICES COMPANY | USAA FINANCIAL PLANNING SERVICES | Apr 1, 2013 | Mar 28, 2013 | -4 | Bulk transfer | Other |