DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•••••• A•••• M••••••••• I•••
Bloomfield Hills, MI | SAINT LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•••••• A•••• M••••••••• I••• | State registered | Jan 1, 2025 | n/a | yes | Bloomfield Hills, MI|SAINT LOUIS, MO | Current employment |
| L••• K••• • C•••••• | Former SEC adviser | Sep 15, 2015 | Jul 31, 2017 | no | TROY, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••• K••• • C•••••• | V•••••• A•••• M••••••••• I••• | Jul 31, 2017 | Jan 1, 2025 | 2,711 | Firm change after gap | Other |
| L•• F•••••••• L•• | L••• K••• • C•••••• | Feb 6, 2015 | Sep 15, 2015 |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 30, 2010 | Feb 6, 2015 | no | FARMINGTON HILLS, MI | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Feb 3, 2006 | Oct 22, 2010 | no | FARMINGTON HILLS, MI | Previous registration |
| C••••••• S••••••••• | Former SEC adviser | Feb 25, 2004 | Feb 8, 2006 | no | SOUTHFIELD, MI|SOUTHFIELD, MI | Previous registration |
| 221 |
| Firm change |
| Other |
| U•• F•••••••• S••••••• I••• | L•• F•••••••• L•• | Oct 22, 2010 | Sep 30, 2010 | -22 | Firm change | Other |
| C••••••• S••••••••• | U•• F•••••••• S••••••• I••• | Feb 8, 2006 | Feb 3, 2006 | -5 | Firm change | Other |