RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• D•••••• M••••••
- V•••••• A•••• M••••••••• I••• state registered currentsince Jan 1, 2025 · Bloomfield Hills, Mi
- L••• K••• • C•••••• formerSep 15, 2015 to Jul 31, 2017 · Troy, Mi
- L•• F•••••••• L•• BD affiliatedSep 30, 2010 to Feb 6, 2015 · Farmington Hills, Mi
- U•• F•••••••• S••••••• I••• wirehouseFeb 3, 2006 to Oct 22, 2010 · Farmington Hills, Mi
- C••••••• S••••••••• formerFeb 25, 2004 to Feb 8, 2006 · Southfield, Mi
- L••• K••• • C•••••• to V•••••• A•••• M••••••••• I•••left Jul 31, 2017, registered Jan 1, 2025 (2711 days) · Other
- L•• F•••••••• L•• to L••• K••• • C••••••left Feb 6, 2015, registered Sep 15, 2015 (221 days) · Other
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Oct 22, 2010, registered Sep 30, 2010 (-22 days) · Other
- C••••••• S••••••••• to U•• F•••••••• S••••••• I•••left Feb 8, 2006, registered Feb 3, 2006 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address