DFX Intelligence

H••••• E•••••••• C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

H••••• E•••••••• C•••••• L•

CRD 175032

NEW YORK, NY

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Search this name across graphsid dfx:ria:d31d207b-71c4-8fdb-f43f-9098ad907688

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 12
On other graphs: 1
Observed: May 15, 2015 to Mar 31, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

H••••• E•••••••• C•••••• L•

Private equity manager · key cik, key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $178M••• Locked
Discretionary RAUM: $178M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•• I••••••••• F••• C••••• M••••• L••	Hedge Fund	$869M	Nov 20, 2024	30	Mar 29, 2019	dropped	021-316529
H•• S•• I• L•	Hedge Fund	$219M	Mar 30, 2021

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• D••••••• L•	MANAGING MEMBER	E	yes	01/2015	May 15, 2015	Nov 20, 2024
B••••••••• D••••••• L••	FOUNDING PARTNER	E	yes	01/2015	May 15, 2015	Nov 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H•• P••••••••• G• L••	n/a	n/a	n/a	N	yes	n/a
H•• S•• I• G• L••	n/a	n/a	n/a	N	yes	n/a
H•• S•• I• G• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$178M	$173M	3.2%	$1.2B	-47.3%	2	2	0	0

Relationships

Advises (8)

→ H•• M••••• F••• L•Private fundHedge Fund, ERA
May 15, 2015 to presentfactForm ADV
→ H•• I••••••••• F••• C••••• M••••• L••Private fundHedge Fund, IA, no longer reported
Mar 29, 2019 to Nov 20, 2024factForm ADV
→ H•• S•• I• L•Private fundHedge Fund, IA, no longer reported
Mar 29, 2019 to Nov 20, 2024factForm ADV
→ H•• S•• V• L•

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 14, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-1.1B
Occurred
Jul 14, 2026
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Jul 14, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$869M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d31d207b-71c4-8fdb-f43f-9098ad907688
First observed: May 15, 2015
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.