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H••••• E•••••••• C•••••• L•

Former SEC-registered adviserFormer SEC adviser1 private funds· New York, New York

Former SEC-registered adviser, based in New York, New York, reporting $178M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$178M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
+3.2%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 24 Form ADV filings for this adviser, the latest 5 months ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 175032 · SEC 801-96334 · 24 filingsShow
CRD 175032SEC 801-96334First filing on the tape May 15, 2015, latest Mar 31, 2026SEC status approved since Jun 29, 2015IAPD
RAUM
$178M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$178M as of Mar 31, 2026
Mar 12, 2016$357M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 12, 20160 then
Employees (5.A)2 as of Mar 31, 2026
Mar 12, 201613 then
Private funds1 as of Mar 31, 2026
Mar 12, 20162 then
RAUM +3.2% over the last fiscal year-47% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$44.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+3.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$178M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$178M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$178M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      8 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      H•• I••••••••• F••• C••••• M••••• L••no longer reportedHedge Fund$869M30Mar 29, 2019
      H•• S•• I• L•no longer reportedHedge Fund$219M22Mar 29, 2018
      H•• S•• I•• L•no longer reportedHedge Fund$173M2Mar 29, 2019
      H•• M••••• F••• L•Hedge Fund$87.6M119May 15, 2015
      H•• S•• I• L•no longer reportedHedge Fund$22.1M0Mar 29, 2019
      H•• S••••• F••• L•no longer reportedHedge Fund$02May 15, 2015
      H•• S•• V• L•no longer reportedHedge Fund$00Mar 30, 2020
      H•• S••••• M••••• F••• L•no longer reportedHedge Fund$02Oct 27, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••••• D••••••• L•• · Founding Partnercontrol
        since 01/2015 · owns 75% or more
      • M••••••• I••• S••• · Chief Compliance Officer, Chief Financial Officer & Chief Operating Officercontrol
        since 07/2017 · owns less than 5%
      • B••••••••• D••••••• L• · Managing Membercontrol
        since 01/2015 · owns 75% or more of H•• M••••••••• G• L••
      • B••••••••• S•••••• H• · Trustee Of B••••••••• 2••• T••••
        since 08/2015 · owns 10% to 25%
      • B••••••••• S•••••• H• · Trustee
        since 08/2015 · owns F of B••••••••• 2••• T••••
      Entity owners
      • H•• M••••••••• G• L•• · General Partner
        direct · owns less than 5%
      • B••••••••• 2••• T•••• · Limited Partner
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • H•• P••••••••• G• L••
        bankpooled vehicle sponsorn
      • H•• S•• I• G• L••
        pooled vehicle sponsorn
      • H•• S•• I• G• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $173M to $178M
        Mar 24, 2025 to Mar 31, 2026
      • Discretionary RAUM · $173M to $178M
        Mar 24, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $173M to $178M
        Mar 24, 2025 to Mar 31, 2026
      • RAUM · $173M to $178M
        Mar 24, 2025 to Mar 31, 2026
      • Accounts · 9 to 4
        Nov 20, 2024 to Mar 24, 2025
      • Advisory employees · 2 to 1
        Nov 20, 2024 to Mar 24, 2025
      • Pooled vehicle clients · 9 to 4
        Nov 20, 2024 to Mar 24, 2025
      • Assets in custody · $1.1B to $173M
        Nov 20, 2024 to Mar 24, 2025
      • Employees · 3 to 2
        Nov 20, 2024 to Mar 24, 2025
      • Financial planning clients · unset to
        Nov 20, 2024 to Mar 24, 2025
      • Private funds · 3 to 1
        Nov 20, 2024 to Mar 24, 2025
      • Discretionary RAUM · $1.1B to $173M
        Nov 20, 2024 to Mar 24, 2025
      • Pooled vehicle RAUM · $1.1B to $173M
        Nov 20, 2024 to Mar 24, 2025
      • RAUM · $1.1B to $173M
        Nov 20, 2024 to Mar 24, 2025
      • Advisory employees · 8 to 2
        Mar 31, 2023 to Mar 29, 2024
      • BD registered reps · 3 to 1
        Mar 31, 2023 to Mar 29, 2024
      • Assets in custody · $1.2B to $1.1B
        Mar 31, 2023 to Mar 29, 2024
      • Employees · 10 to 3
        Mar 31, 2023 to Mar 29, 2024
      • Discretionary RAUM · $1.2B to $1.1B
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $1.2B to $1.1B
        Mar 31, 2023 to Mar 29, 2024
      • RAUM · $1.2B to $1.1B
        Mar 31, 2023 to Mar 29, 2024
      • Related broker-dealer · true to false
        Mar 31, 2023 to Mar 29, 2024
      • Advisory employees · 10 to 8
        Jan 20, 2023 to Mar 30, 2023
      • Assets in custody · $1.4B to $1.2B
        Jan 20, 2023 to Mar 30, 2023
      • Employees · 12 to 10
        Jan 20, 2023 to Mar 30, 2023
      • Private funds · 4 to 3
        Jan 20, 2023 to Mar 30, 2023
      • Discretionary RAUM · $1.4B to $1.2B
        Jan 20, 2023 to Mar 30, 2023
      • Pooled vehicle RAUM · $1.4B to $1.2B
        Jan 20, 2023 to Mar 30, 2023
      • RAUM · $1.4B to $1.2B
        Jan 20, 2023 to Mar 30, 2023
      • Accounts · 10 to 9
        Mar 30, 2021 to Mar 30, 2022
      • Advisory employees · 11 to 10
        Mar 30, 2021 to Mar 30, 2022
      • BD registered reps · 0 to 3
        Mar 30, 2021 to Mar 30, 2022
      • Pooled vehicle clients · 10 to 9
        Mar 30, 2021 to Mar 30, 2022
      • Assets in custody · $1.6B to $1.4B
        Mar 30, 2021 to Mar 30, 2022
      • Employees · 13 to 12
        Mar 30, 2021 to Mar 30, 2022
      • Private funds · 5 to 4
        Mar 30, 2021 to Mar 30, 2022
      • Discretionary RAUM · $1.6B to $1.4B
        Mar 30, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $1.6B to $1.4B
        Mar 30, 2021 to Mar 30, 2022
      • RAUM · $1.6B to $1.4B
        Mar 30, 2021 to Mar 30, 2022
      • Related broker-dealer · false to true
        Mar 30, 2021 to Mar 30, 2022
      Signals
      12 dated events
      • ••• Locked
        Aug 3, 2026 · Left the SEC roster · derived
      • ••• Locked
        Jul 14, 2026 · ria registration change · fact
      • ••• Locked
        Jul 14, 2026 · private fund no longer reported · inference
      • ••• Locked
        Jul 14, 2026 · private fund no longer reported · inference
      • ••• Locked
        Jul 14, 2026 · private fund gav change · fact
      • ••• Locked
        Jul 14, 2026 · ria private fund assets change · fact
      • ••• Locked
        Mar 24, 2025 · RAUM change · derived
      • ••• Locked
        Jan 20, 2023 · Control person left · inference
      • ••• Locked
        Nov 4, 2022 · Control person left · inference
      • ••• Locked
        Mar 30, 2020 · Control person joined · fact
      • ••• Locked
        Mar 29, 2019 · RAUM change · derived
      • ••• Locked
        May 15, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026