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Advisor at CMA FINANCIAL SERVICES
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CMA FINANCIAL SERVICES | State registered | Jul 5, 2016 | n/a | yes | ATLANTA, GA | Current employment |
| CAPE INVESTMENT ADVISORY, INC. | Independent wealth | Jul 30, 2012 | Apr 25, 2016 | no | MCDONOUGH, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPE INVESTMENT ADVISORY, INC. | CMA FINANCIAL SERVICES | Apr 25, 2016 | Jul 5, 2016 | 71 | Firm change | Other |