DFX Intelligence

C•••• M• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

C•••• M• E••••••

Advisor at K•••••••• W••••• A•••••••

PITTSFORD, NY

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Search this name across graphsid dfx:ria:d324103d-30e7-67d9-f643-7381c097b597

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••	Independent wealth	Sep 3, 2023	n/a	yes	PITTSFORD, NY	Current employment
T••••••••• W••••• A•••••••	Former SEC adviser	Jan 26, 2022	Sep 6, 2023	no	BEACHWOOD, OH\|Rochester, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• W••••• A•••••••	K•••••••• W••••• A•••••••	Sep 6, 2023	Sep 3, 2023	-3	Firm change	RIA to new firm
N••••••••• M••••• I••••••••• S•••••••••	T••••••••• W••••• A•••••••	Aug 19, 2020	Jan 26, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
305145:327022:NY:2023-09-06	Sep 6, 2023	Sep 3, 2023	ROCHESTER, NY	Firm change

Relationships

Registered with (4)

→ K•••••••• W••••• A•••••••Registered adviserregistration: current employment
Sep 3, 2023 to presentfactForm ADV
→ T••••••••• W••••• A•••••••Registered adviserregistration: previous registration
Jan 26, 2022 to Sep 6, 2023factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Apr 22, 2020 to Aug 19, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Sep 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d324103d-30e7-67d9-f643-7381c097b597
First observed: Feb 9, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.