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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

MAWER INVESTMENT MANAGEMENT LTD.

CRD 159100

CALGARY, ALBERTA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d32f0899-0597-536c-bd03-491ab4b48747

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 50
Dated events: 28
On other graphs: 0
Observed: Feb 16, 2012 to Mar 30, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.14 fund_share=0.5 institutional_share=0.26 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $41BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $40B
Private client RAUM: $5.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 14%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 278
Advisory employees: 87
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 12,669
Individual clients: 4,222
High net worth clients: 738
Private funds: 17Schedule D 7.B(1)
SEC number: 801-74336
CRD: 159100
Filings on the tape: 21
First filed: Feb 16, 2012
Latest filed: Mar 30, 2026
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MAWER GLOBAL EQUITY FUND	Other Private Fund	$9.3B	Mar 29, 2024	23,858	Mar 22, 2013	reported	n/a
MAWER INTERNATIONAL EQUITY FUND	Other Private Fund	$5.5B	Mar 29, 2024	23,995	Mar 22, 2013	reported	n/a
MAWER BALANCED FUND	Other Private Fund	$3.6B	Mar 29, 2024	54,770	Apr 1, 2016	reported	n/a
MAWER U.S. EQUITY FUND	Other Private Fund	$3.3B	Mar 29, 2024	14,274	Feb 16, 2012	reported	n/a
MAWER CANADIAN BOND FUND	Other Private Fund	$2.9B	Mar 29, 2024	6,590	Feb 16, 2012	reported	n/a
MAWER CANADIAN EQUITY FUND	Other Private Fund	$2.8B	Mar 29, 2024	19,809	Feb 16, 2012	reported	n/a
MAWER GLOBAL SMALL CAP FUND	Other Private Fund	$2.5B	Mar 29, 2024	25,155	Mar 22, 2013	reported	n/a
MAWER TAX EFFECTIVE BALANCED FUND	Other Private Fund	$1.2B	Mar 29, 2024	12,186	Feb 16, 2012	reported	n/a
MAWER GLOBAL BALANCED FUND	Other Private Fund	$1.2B	Mar 29, 2024	10,748	Apr 1, 2016	reported	n/a
MAWER NEW CANADA FUND	Other Private Fund	$1.1B	Mar 29, 2024	5,406	Feb 16, 2012	reported	n/a
MAWER CANADIAN MONEY MARKET FUND	Other Private Fund	$478M	Mar 29, 2024	3,640	Feb 16, 2012	reported	n/a
MAWER EMERGING MARKETS EQUITY FUND	Other Private Fund	$254M	Mar 29, 2024	3,454	Mar 31, 2023	reported	n/a
MAWER GLOBAL BOND FUND	Other Private Fund	$247M	Mar 31, 2021	1,670	Apr 1, 2016	dropped	n/a
MAWER GLOBAL EQUITY FUND LLC	Other Private Fund	$1.3M	Mar 29, 2024	1	Mar 31, 2021	reported	n/a
MAWER U.S. EQUITY FUND LLC	Other Private Fund	$1.3M	Mar 29, 2024	1	Mar 31, 2021	reported	n/a
MAWER EAFE LARGE CAP FUND LLC	Other Private Fund	$1.1M	Mar 29, 2024	1	Mar 31, 2021	reported	n/a
MAWER EMERGING MARKETS EQUITY FUND LLC	Other Private Fund	$820,247	Mar 29, 2024	1	Mar 31, 2021	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDERSON, JUSTIN, DAVID	CHIEF TECHNOLOGY OFFICER, SHAREHOLDER	Na	yes	09/2023	Mar 29, 2024	Mar 29, 2024
BROLEY, ROBERT, NMN	DIRECTOR OF CLIENT MANAGEMENT, SHAREHOLDER	Na	yes	03/2023	Mar 30, 2020	Mar 29, 2024
BUCHANAN, DAVID, MARC	DIRECTOR OF INDIVIDUAL CLIENT MANAGEMENT	Na	yes	03/2023	May 1, 2023	Mar 29, 2024
CAMPBELL, ROBERT, DUNCAN	DIRECTOR, SHAREHOLDER	Na	yes	01/2024	Mar 29, 2024	Mar 29, 2024
DAWOOD, NAHID, NMN	CHIEF COMPLIANCE OFFICER (CANADA), SHAREHOLDER	Na	yes	02/2024	Mar 30, 2020	Mar 29, 2024
Deckart, Christian, Helmut	DIRECTOR, DEPUTY CHIEF INVESTMENT OFFICER, SHAREHOLDER	Na	yes	01/2020	Mar 28, 2018	Mar 29, 2024
FOURNELL, PATRICK, NMN	DIRECTOR, SHAREHOLDER	Na	yes	01/2020	Mar 30, 2020	Mar 29, 2024
HALL, JAMES, COLIN	PRESIDENT, DIRECTOR, SHAREHOLDER	A	yes	01/2023	Feb 16, 2012	Mar 29, 2024
HALL, JAMES, COLIN	Shareholder	E	yes	12/1999	Feb 16, 2012	Mar 29, 2024
JACKSON, KRISTINA, NMN	ASSISTANT CORPORATE SECRETARY	Na	yes	03/2023	May 1, 2023	Mar 29, 2024
LAMPERT, PETER, WRAY	Shareholder	D	yes	12/2011	Mar 31, 2022	Mar 29, 2024
LEPAGE, MARIE-CLAUDE, NMN	HEAD, RISK MANAGEMENT AND CHIEF COMPLIANCE OFFICER (USA)	Na	yes	03/2023	Mar 31, 2023	Mar 29, 2024
MAWHINNEY, GEORGE, NICHOLAS	CHIEF FINANCIAL OFFICER, MAWER INVESTMENT FUNDS, SHAREHOLDER	Na	yes	02/2024	Mar 31, 2022	Mar 29, 2024
MCDONALD, ASHLEY, DAWN	HEAD OF TAX	Na	yes	09/2023	Mar 29, 2024	Mar 29, 2024
MCNEIL, JOHN, NMN	Controller	Na	yes	10/2021	Mar 31, 2022	Mar 29, 2024
MITTERTREINER, PHILIP, MICHAEL	CHIEF LEARNING OFFICER	Na	yes	10/2021	Mar 31, 2022	Mar 29, 2024
MO, JEFFREY, YUFEI	Shareholder	E	yes	12/2011	Mar 31, 2023	Mar 29, 2024
MOROZ, PAUL, JOSEPH	CHIEF INVESTMENT OFFICER, SHAREHOLDER	Na	yes	01/2018	Mar 22, 2013	Mar 29, 2024
POLDAAS, SARA, NMN	DIRECTOR, DIRECTOR OF PORTFOLIO SERVICES, SHAREHOLDER	Na	yes	01/2020	Mar 29, 2017	Mar 29, 2024
RAGAN, DAVID, JAMES	DIRECTOR, SHAREHOLDER	Na	yes	01/2007	Feb 16, 2012	Mar 29, 2024
RAGAN, DAVID, JAMES	Shareholder	E	yes	04/2016	Feb 16, 2012	Mar 29, 2024
RITCHIE, GEOFFREY, GRAFTON	VICE CHAIR, GENERAL COUNSEL, SHAREHOLDER	Na	yes	03/2023	Mar 29, 2017	Mar 29, 2024
SENYK, CRAIG, DOUGLAS	CHAIR, SHAREHOLDER	Na	yes	01/2023	Feb 16, 2012	Mar 29, 2024
SENYK, CRAIG, DOUGLAS	Shareholder	E	yes	06/2003	Feb 16, 2012	Mar 29, 2024
VAN SPRONSEN, ELYSE, NMN	CORPORATE SECRETARY, SHAREHOLDER	Na	yes	03/2023	Mar 31, 2022	Mar 29, 2024
VISWANATHAN, VIJAY, NMN	DIRECTOR OF RESEARCH, SHAREHOLDER	Na	yes	04/2012	Mar 22, 2013	Mar 29, 2024
Webb, Allison, Kim	CHIEF MARKETING AND PEOPLE OFFICER, SHAREHOLDER	Na	yes	12/2023	Apr 1, 2016	Mar 29, 2024
WOO, OLIVIA, MIN	DIRECTOR, SHAREHOLDER	Na	yes	01/2018	Apr 1, 2016	Mar 29, 2024
CONFLUENCE CAPITAL CORP.	Shareholder	A	no	06/2021	Mar 31, 2023	Mar 29, 2024
JEFF MO ENTERPRISES INC.	Shareholder	A	no	06/2022	Mar 31, 2023	Mar 29, 2024
KRIEGHOFF CAPITAL MANAGEMENT LTD.	Shareholder	A	no	01/2015	Mar 30, 2015	Mar 29, 2024
RISING ROCK LTD.	Shareholder	A	no	01/2022	Mar 31, 2022	Mar 29, 2024
SENYK INVESTMENT MANAGEMENT LTD.	Shareholder	A	no	06/2003	Feb 16, 2012	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MAWER INVESTMENT MANAGEMENT SINGAPORE PTE. LTD.	n/a	n/a	n/a	Y	no	n/a
MAWER INVESTMENT MANAGEMENT U.S. FUND LLC	n/a	n/a	n/a	Y	no	n/a
MAWER PARTNERS GP INC.	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Toronto	n/a	Canada	24	no
Singapore	n/a	Singapore	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$41B	$40B	278	87	2	17	n/a
2024	Mar 31, 2025	$46B	$45B	261	86	2	16	n/a
2023	Mar 29, 2024	$50B	$49B	240	80	2	16	$34B
2022	Mar 31, 2023	$46B	$46B	219	71	2	16	$32B
2021	Mar 31, 2022	$66B	$66B	205	68	2	15	$41B
2020	Mar 31, 2021	$54B	$54B	206	70	2	16	$34B
2019	Mar 30, 2020	$43B	$43B	170	65	2	12	$27B
2018	Mar 29, 2019	$33B	$32B	152	65	2	12	$21B
2017	Mar 28, 2018	$33B	$33B	136	63	2	12	$21B
2016	Mar 29, 2017	$25B	$25B	116	49	n/a	12	$17B
2015	Apr 1, 2016	$25B	$22B	111	56	n/a	12	$13B
2014	Mar 30, 2015	$24B	$21B	113	51	n/a	9	$10B
2013	Jun 3, 2014	$21B	$19B	100	35	n/a	9	$8.7B
2012	Mar 22, 2013	$15B	$15B	87	23	n/a	9	$5.9B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$41B	$46B	-10.8%	$46B	-3.9%	278	261	2	2

Relationships

Advises (17)

→ MAWER GLOBAL SMALL CAP FUNDPrivate fundOther Private Fund, IA
Mar 22, 2013 to presentfactForm ADV
→ MAWER BALANCED FUNDPrivate fundOther Private Fund, IA
Apr 1, 2016 to presentfactForm ADV
→ MAWER NEW CANADA FUNDPrivate fundOther Private Fund, IA
Feb 16, 2012 to presentfactForm ADV
→ MAWER U.S. EQUITY FUND LLCPrivate fundOther Private Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ MAWER U.S. EQUITY FUNDPrivate fundOther Private Fund, IA
Feb 16, 2012 to presentfactForm ADV
→ MAWER EAFE LARGE CAP FUND LLCPrivate fundOther Private Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ MAWER CANADIAN MONEY MARKET FUNDPrivate fundOther Private Fund, IA
Feb 16, 2012 to presentfactForm ADV
→ MAWER INTERNATIONAL EQUITY FUNDPrivate fundOther Private Fund, IA
Mar 22, 2013 to presentfactForm ADV
→ MAWER TAX EFFECTIVE BALANCED FUNDPrivate fundOther Private Fund, IA
Feb 16, 2012 to presentfactForm ADV
→ MAWER GLOBAL BALANCED FUNDPrivate fundOther Private Fund, IA
Apr 1, 2016 to presentfactForm ADV
→ MAWER CANADIAN BOND FUNDPrivate fundOther Private Fund, IA
Feb 16, 2012 to presentfactForm ADV
→ MAWER CANADIAN EQUITY FUNDPrivate fundOther Private Fund, IA
Feb 16, 2012 to presentfactForm ADV
→ MAWER GLOBAL EQUITY FUNDPrivate fundOther Private Fund, IA
Mar 22, 2013 to presentfactForm ADV
→ MAWER EMERGING MARKETS EQUITY FUND LLCPrivate fundOther Private Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ MAWER GLOBAL EQUITY FUND LLCPrivate fundOther Private Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ MAWER EMERGING MARKETS EQUITY FUNDPrivate fundOther Private Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ MAWER GLOBAL BOND FUNDPrivate fundOther Private Fund, IA, no longer reported
Apr 1, 2016 to Mar 31, 2021factForm ADV

Controls (25)

← BROLEY, ROBERT, NMNOwnerDIRECTOR OF CLIENT MANAGEMENT, SHAREHOLDER, ownership code NA, individual
Mar 30, 2020 to Mar 29, 2024factForm ADV
← HALL, JAMES, COLINOwnerSHAREHOLDER, ownership code E, individual
Feb 16, 2012 to Mar 29, 2024factForm ADV
← SENYK, CRAIG, DOUGLASOwnerSHAREHOLDER, ownership code E, individual
Feb 16, 2012 to Mar 29, 2024factForm ADV
← RAGAN, DAVID, JAMESOwnerSHAREHOLDER, ownership code E, individual
Feb 16, 2012 to Mar 29, 2024factForm ADV
← MOROZ, PAUL, JOSEPHOwnerCHIEF INVESTMENT OFFICER, SHAREHOLDER, ownership code NA, individual
Mar 22, 2013 to Mar 29, 2024factForm ADV
← VISWANATHAN, VIJAY, NMNOwnerDIRECTOR OF RESEARCH, SHAREHOLDER, ownership code NA, individual
Mar 22, 2013 to Mar 29, 2024factForm ADV
← RITCHIE, GEOFFREY, GRAFTONOwnerVICE CHAIR, GENERAL COUNSEL, SHAREHOLDER, ownership code NA, individual
Mar 29, 2017 to Mar 29, 2024factForm ADV
← WOO, OLIVIA, MINOwnerDIRECTOR, SHAREHOLDER, ownership code NA, individual
Apr 1, 2016 to Mar 29, 2024factForm ADV
← Webb, Allison, KimOwnerCHIEF MARKETING AND PEOPLE OFFICER, SHAREHOLDER, ownership code NA, individual
Apr 1, 2016 to Mar 29, 2024factForm ADV
← POLDAAS, SARA, NMNOwnerDIRECTOR, DIRECTOR OF PORTFOLIO SERVICES, SHAREHOLDER, ownership code NA, individual
Mar 29, 2017 to Mar 29, 2024factForm ADV
← Deckart, Christian, HelmutOwnerDIRECTOR, DEPUTY CHIEF INVESTMENT OFFICER, SHAREHOLDER, ownership code NA, individual
Mar 28, 2018 to Mar 29, 2024factForm ADV
← FOURNELL, PATRICK, NMNOwnerDIRECTOR, SHAREHOLDER, ownership code NA, individual
Mar 30, 2020 to Mar 29, 2024factForm ADV
← DAWOOD, NAHID, NMNOwnerCHIEF COMPLIANCE OFFICER (CANADA), SHAREHOLDER, ownership code NA, individual
Mar 30, 2020 to Mar 29, 2024factForm ADV
← VAN SPRONSEN, ELYSE, NMNOwnerCORPORATE SECRETARY, SHAREHOLDER, ownership code NA, individual
Mar 31, 2022 to Mar 29, 2024factForm ADV
← MAWHINNEY, GEORGE, NICHOLASOwnerCHIEF FINANCIAL OFFICER, MAWER INVESTMENT FUNDS, SHAREHOLDER, ownership code NA, individual
Mar 31, 2022 to Mar 29, 2024factForm ADV
← MCNEIL, JOHN, NMNOwnerCONTROLLER, ownership code NA, individual
Mar 31, 2022 to Mar 29, 2024factForm ADV
← MITTERTREINER, PHILIP, MICHAELOwnerCHIEF LEARNING OFFICER, ownership code NA, individual
Mar 31, 2022 to Mar 29, 2024factForm ADV
← LAMPERT, PETER, WRAYOwnerSHAREHOLDER, ownership code D, individual
Mar 31, 2022 to Mar 29, 2024factForm ADV
← LEPAGE, MARIE-CLAUDE, NMNOwnerHEAD, RISK MANAGEMENT AND CHIEF COMPLIANCE OFFICER (USA), ownership code NA, individual
Mar 31, 2023 to Mar 29, 2024factForm ADV
← MO, JEFFREY, YUFEIOwnerSHAREHOLDER, ownership code E, individual
Mar 31, 2023 to Mar 29, 2024factForm ADV
← JACKSON, KRISTINA, NMNOwnerASSISTANT CORPORATE SECRETARY, ownership code NA, individual
May 1, 2023 to Mar 29, 2024factForm ADV
← BUCHANAN, DAVID, MARCOwnerDIRECTOR OF INDIVIDUAL CLIENT MANAGEMENT, ownership code NA, individual
May 1, 2023 to Mar 29, 2024factForm ADV
← CAMPBELL, ROBERT, DUNCANOwnerDIRECTOR, SHAREHOLDER, ownership code NA, individual
Mar 29, 2024 to Mar 29, 2024factForm ADV
← MCDONALD, ASHLEY, DAWNOwnerHEAD OF TAX, ownership code NA, individual
Mar 29, 2024 to Mar 29, 2024factForm ADV
← ANDERSON, JUSTIN, DAVIDOwnerCHIEF TECHNOLOGY OFFICER, SHAREHOLDER, ownership code NA, individual
Mar 29, 2024 to Mar 29, 2024factForm ADV

Owns (5)

← CONFLUENCE CAPITAL CORP.OwnerSHAREHOLDER, ownership code A, foreign entity
Mar 31, 2023 to Mar 29, 2024factForm ADV
← JEFF MO ENTERPRISES INC.OwnerSHAREHOLDER, ownership code A, foreign entity
Mar 31, 2023 to Mar 29, 2024factForm ADV
← KRIEGHOFF CAPITAL MANAGEMENT LTD.OwnerSHAREHOLDER, ownership code A, foreign entity
Mar 30, 2015 to Mar 29, 2024factForm ADV
← RISING ROCK LTD.OwnerSHAREHOLDER, ownership code A, foreign entity
Mar 31, 2022 to Mar 29, 2024factForm ADV
← SENYK INVESTMENT MANAGEMENT LTD.OwnerSHAREHOLDER, ownership code A, foreign entity
Feb 16, 2012 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 29, 2024
Control person left
Darren Gregory Peterson (Shareholder) no longer on Schedule A of Mawer Investment Management Ltd. (listed 2023-05-01, absent 2024-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Control person left
Frank Hans Colin Zvaniga (Chief Operating Officer, Shareholder) no longer on Schedule A of Mawer Investment Management Ltd. (listed 2023-05-01, absent 2024-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Control person joined
Duncan Robert Campbell (Director, Shareholder) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Control person joined
Dawn Ashley Mcdonald (Head Of Tax) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Control person joined
David Justin Anderson (Chief Technology Officer, Shareholder) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
May 1, 2023
Control person left
Lillian Loralie Johnson (Manager, Finance, Shareholder) no longer on Schedule A of Mawer Investment Management Ltd. (listed 2023-03-31, absent 2023-05-01)
Form ADVobserved 5 days ago
Occurred
May 1, 2023
Control person joined
Nmn Kristina Jackson (Assistant Corporate Secretary) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
May 1, 2023
Control person joined
Marc David Buchanan (Director Of Individual Client Management) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Mawer Investment Management Ltd. reported RAUM $46.1B, down 31% from $66.4B (2022-04-28 to 2023-03-31)
Form ADVobserved 5 days ago
$-20.3B
Occurred
Mar 31, 2023
Control person joined
Marie-Claude Lepage (Head, Risk Management And Chief Compliance Officer (Usa)) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person joined
Yufei Jeffrey Mo (Shareholder) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
Apr 21, 2022
Control person left
Pearl Nadine Krenosky (Chief Compliance Officer) no longer on Schedule A of Mawer Investment Management Ltd. (listed 2022-03-31, absent 2022-04-21)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Control person joined
Van Elyse Spronsen (Assistant Corporate Secretary) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Control person joined
Nicholas George Mawhinney (Chief Financial Officer, Mawer Investment Funds) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Control person joined
John Mcneil (Controller) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Control person joined
Michael Philip Mittertreiner (Chief Learning Officer) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Control person joined
Wray Peter Lampert (Shareholder) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Control person left
Diana Gabriel (Controller, Shareholder) no longer on Schedule A of Mawer Investment Management Ltd. (listed 2020-07-06, absent 2021-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Mawer Investment Management Ltd. reported RAUM $43.0B, up 32% from $32.5B (2019-03-29 to 2020-03-30)
Form ADVobserved 5 days ago
$10.5B
Occurred
Mar 30, 2020
Control person joined
Robert Broley (Director Of Institutional Client Management) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person joined
Patrick Fournell (Director, Shareholder) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person joined
Nahid Dawood (Deputy Chief Compliance Officer) appeared on Schedule A of Mawer Investment Management Ltd.
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person left
Dale Martin Ferguson (Director) no longer on Schedule A of Mawer Investment Management Ltd. (listed 2019-03-29, absent 2020-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person left
Steven Jacob Michael Mezei (Director, Shareholder) no longer on Schedule A of Mawer Investment Management Ltd. (listed 2019-03-29, absent 2020-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person left
Jason Michael Crofts (Director, Shareholder) no longer on Schedule A of Mawer Investment Management Ltd. (listed 2019-03-29, absent 2020-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person left
R Scott Campbell (Shareholder, Director Of Institutional Portfolio Management) no longer on Schedule A of Mawer Investment Management Ltd. (listed 2018-03-28, absent 2019-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person left
Lynne Tanya Ellston (Fund Administrator Officer, Shareholder) no longer on Schedule A of Mawer Investment Management Ltd. (listed 2018-03-28, absent 2019-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2018
Regulatory AUM changed
Mawer Investment Management Ltd. reported RAUM $32.5B, up 30% from $25.0B (2017-03-29 to 2018-03-28)
Form ADVobserved 5 days ago
$7.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d32f0899-0597-536c-bd03-491ab4b48747
First observed: Feb 16, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MAWER INVESTMENT MANAGEMENT LTD.

CRD 159100

CALGARY, ALBERTA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d32f0899-0597-536c-bd03-491ab4b48747

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MAWER GLOBAL EQUITY FUND

Other Private Fund

$9.3B

Mar 29, 2024

23,858

Mar 22, 2013

reported

n/a

MAWER INTERNATIONAL EQUITY FUND

Other Private Fund

$5.5B

Mar 29, 2024

23,995

Mar 22, 2013

reported

n/a

MAWER BALANCED FUND

Other Private Fund

$3.6B

Mar 29, 2024

54,770

Apr 1, 2016

reported

n/a

MAWER U.S. EQUITY FUND

Other Private Fund

$3.3B

Mar 29, 2024

14,274

Feb 16, 2012

reported

n/a

MAWER CANADIAN BOND FUND

Other Private Fund

$2.9B

Mar 29, 2024

6,590

Feb 16, 2012

reported

n/a

MAWER CANADIAN EQUITY FUND

Other Private Fund

$2.8B

Mar 29, 2024

19,809

Feb 16, 2012

reported

n/a

MAWER GLOBAL SMALL CAP FUND

Other Private Fund

$2.5B

Mar 29, 2024

25,155

Mar 22, 2013

reported

n/a

MAWER TAX EFFECTIVE BALANCED FUND

Other Private Fund

$1.2B

Mar 29, 2024

12,186

Feb 16, 2012

reported

n/a

MAWER GLOBAL BALANCED FUND

Other Private Fund

$1.2B

Mar 29, 2024

10,748

Apr 1, 2016

reported

n/a

MAWER NEW CANADA FUND

Other Private Fund

$1.1B

Mar 29, 2024

5,406

Feb 16, 2012

reported

n/a

MAWER CANADIAN MONEY MARKET FUND

Other Private Fund

$478M

Mar 29, 2024

3,640

Feb 16, 2012

reported

n/a

MAWER EMERGING MARKETS EQUITY FUND

Other Private Fund

$254M

Mar 29, 2024

3,454

Mar 31, 2023

reported

n/a

MAWER GLOBAL BOND FUND

Other Private Fund

$247M

Mar 31, 2021

1,670

Apr 1, 2016

dropped

n/a

MAWER GLOBAL EQUITY FUND LLC

Other Private Fund

$1.3M

Mar 29, 2024

Mar 31, 2021

reported

n/a

MAWER U.S. EQUITY FUND LLC

Other Private Fund

$1.3M

Mar 29, 2024

Mar 31, 2021

reported

n/a

MAWER EAFE LARGE CAP FUND LLC

Other Private Fund

$1.1M

Mar 29, 2024

Mar 31, 2021

reported

n/a

MAWER EMERGING MARKETS EQUITY FUND LLC

Other Private Fund

$820,247

Mar 29, 2024

Mar 31, 2021

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDERSON, JUSTIN, DAVID

CHIEF TECHNOLOGY OFFICER, SHAREHOLDER

yes

09/2023

Mar 29, 2024

BROLEY, ROBERT, NMN

DIRECTOR OF CLIENT MANAGEMENT, SHAREHOLDER

yes

03/2023

Mar 30, 2020

Mar 29, 2024

BUCHANAN, DAVID, MARC

DIRECTOR OF INDIVIDUAL CLIENT MANAGEMENT

yes

03/2023

May 1, 2023

Mar 29, 2024

CAMPBELL, ROBERT, DUNCAN

DIRECTOR, SHAREHOLDER

yes

01/2024

Mar 29, 2024

DAWOOD, NAHID, NMN

CHIEF COMPLIANCE OFFICER (CANADA), SHAREHOLDER

yes

02/2024

Mar 30, 2020

Mar 29, 2024

Deckart, Christian, Helmut

DIRECTOR, DEPUTY CHIEF INVESTMENT OFFICER, SHAREHOLDER

yes

01/2020

Mar 28, 2018

Mar 29, 2024

FOURNELL, PATRICK, NMN

DIRECTOR, SHAREHOLDER

yes

01/2020

Mar 30, 2020

Mar 29, 2024

HALL, JAMES, COLIN

PRESIDENT, DIRECTOR, SHAREHOLDER

yes

01/2023

Feb 16, 2012

Mar 29, 2024

HALL, JAMES, COLIN

Shareholder

yes

12/1999

Feb 16, 2012

Mar 29, 2024

JACKSON, KRISTINA, NMN

ASSISTANT CORPORATE SECRETARY

yes

03/2023

May 1, 2023

Mar 29, 2024

LAMPERT, PETER, WRAY

Shareholder

yes

12/2011

Mar 31, 2022

Mar 29, 2024

LEPAGE, MARIE-CLAUDE, NMN

HEAD, RISK MANAGEMENT AND CHIEF COMPLIANCE OFFICER (USA)

yes

03/2023

Mar 31, 2023

Mar 29, 2024

MAWHINNEY, GEORGE, NICHOLAS

CHIEF FINANCIAL OFFICER, MAWER INVESTMENT FUNDS, SHAREHOLDER

yes

02/2024

Mar 31, 2022

Mar 29, 2024

MCDONALD, ASHLEY, DAWN

HEAD OF TAX

yes

09/2023

Mar 29, 2024

MCNEIL, JOHN, NMN

Controller

yes

10/2021

Mar 31, 2022

Mar 29, 2024

MITTERTREINER, PHILIP, MICHAEL

CHIEF LEARNING OFFICER

yes

10/2021

Mar 31, 2022

Mar 29, 2024

MO, JEFFREY, YUFEI

Shareholder

yes

12/2011

Mar 31, 2023

Mar 29, 2024

MOROZ, PAUL, JOSEPH

CHIEF INVESTMENT OFFICER, SHAREHOLDER

yes

01/2018

Mar 22, 2013

Mar 29, 2024

POLDAAS, SARA, NMN

DIRECTOR, DIRECTOR OF PORTFOLIO SERVICES, SHAREHOLDER

yes

01/2020

Mar 29, 2017

Mar 29, 2024

RAGAN, DAVID, JAMES

DIRECTOR, SHAREHOLDER

yes

01/2007

Feb 16, 2012

Mar 29, 2024

RAGAN, DAVID, JAMES

Shareholder

yes

04/2016

Feb 16, 2012

Mar 29, 2024

RITCHIE, GEOFFREY, GRAFTON

VICE CHAIR, GENERAL COUNSEL, SHAREHOLDER

yes

03/2023

Mar 29, 2017

Mar 29, 2024

SENYK, CRAIG, DOUGLAS

CHAIR, SHAREHOLDER

yes

01/2023

Feb 16, 2012

Mar 29, 2024

SENYK, CRAIG, DOUGLAS

Shareholder

yes

06/2003

Feb 16, 2012

Mar 29, 2024

VAN SPRONSEN, ELYSE, NMN

CORPORATE SECRETARY, SHAREHOLDER

yes

03/2023

Mar 31, 2022

Mar 29, 2024

VISWANATHAN, VIJAY, NMN

DIRECTOR OF RESEARCH, SHAREHOLDER

yes

04/2012

Mar 22, 2013

Mar 29, 2024

Webb, Allison, Kim

CHIEF MARKETING AND PEOPLE OFFICER, SHAREHOLDER

yes

12/2023

Apr 1, 2016

Mar 29, 2024

WOO, OLIVIA, MIN

DIRECTOR, SHAREHOLDER

yes

01/2018

Apr 1, 2016

Mar 29, 2024

CONFLUENCE CAPITAL CORP.

Shareholder

06/2021

Mar 31, 2023

Mar 29, 2024

JEFF MO ENTERPRISES INC.

Shareholder

06/2022

Mar 31, 2023

Mar 29, 2024

KRIEGHOFF CAPITAL MANAGEMENT LTD.

Shareholder

01/2015

Mar 30, 2015

Mar 29, 2024

RISING ROCK LTD.

Shareholder

01/2022

Mar 31, 2022

Mar 29, 2024

SENYK INVESTMENT MANAGEMENT LTD.

Shareholder

06/2003

Feb 16, 2012

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MAWER INVESTMENT MANAGEMENT SINGAPORE PTE. LTD.

n/a

MAWER INVESTMENT MANAGEMENT U.S. FUND LLC

n/a

MAWER PARTNERS GP INC.

n/a

City

State

Country

Employees

Also broker-dealer

Toronto

n/a

Canada

Singapore

n/a

Singapore

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$41B

$40B

278

n/a

2024

Mar 31, 2025

$46B

$45B

261

n/a

2023

Mar 29, 2024

$50B

$49B

240

$34B

2022

Mar 31, 2023

$46B

219

$32B

2021

Mar 31, 2022

$66B

205

$41B

2020

Mar 31, 2021

$54B

206

$34B

2019

Mar 30, 2020

$43B

170

$27B

2018

Mar 29, 2019

$33B

$32B

152

$21B

2017

Mar 28, 2018

$33B

136

$21B

2016

Mar 29, 2017

$25B

116

n/a

$17B

2015

Apr 1, 2016

$25B

$22B

111

n/a

$13B

2014

Mar 30, 2015

$24B

$21B

113

n/a

$10B

2013

Jun 3, 2014

$21B

$19B

100

n/a

$8.7B

2012

Mar 22, 2013

$15B

n/a

$5.9B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$41B

$46B

-10.8%

$46B

-3.9%

278

261