DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• I••••••••• M••••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Feb 16, 2012 · 21 filings
SEC status approved since Mar 19, 2012
RAUM
$41B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
14%
$5.6B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
278
87 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
17
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$41B as of Mar 30, 2026
Mar 22, 2013$15B then
HNW client RAUM$3.1B as of Mar 30, 2026
Mar 28, 2018$1.7B then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 22, 20130 then
Employees (5.A)278 as of Mar 30, 2026
Mar 22, 201387 then
Private funds17 as of Mar 30, 2026
Mar 22, 20139 then
RAUM -11% over the last fiscal year-3.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $3.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 26%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.6%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$20B49%
- Pension and profit-sharing plans$5.0B12%
- Corporations and businesses$4.3B10%
- High-net-worth individuals$3.1B7.6%
- Charitable organizations$3.0B7.3%
- Individuals$2.5B6.0%
- State and municipal entities$1.9B4.7%
- Sovereign wealth funds$694M1.7%
- Other investment advisers$306M0.7%
- Investment companies$227M0.6%
- Individual clients
- 4,222reported
- HNW clients
- 738reported
- Pension plan clients
- 90reported
- Charitable clients
- 171reported
- Accounts
- 12,669reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.14 fund_share=0.5 institutional_share=0.26 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••• G••••• E••••• F••• | Other Private Fund | $9.3B | 23,858 | Mar 22, 2013 |
| M•••• I••••••••• E••••• F••• | Other Private Fund | $5.5B | 23,995 | Mar 22, 2013 |
| M•••• B••••••• F••• | Other Private Fund | $3.6B | 54,770 | Apr 1, 2016 |
| M•••• U••• E••••• F••• | Other Private Fund | $3.3B | 14,274 | Feb 16, 2012 |
| M•••• C••••••• B••• F••• | Other Private Fund | $2.9B | 6,590 | Feb 16, 2012 |
| M•••• C••••••• E••••• F••• | Other Private Fund | $2.8B | 19,809 | Feb 16, 2012 |
| M•••• G••••• S•••• C•• F••• | Other Private Fund | $2.5B | 25,155 | Mar 22, 2013 |
| M•••• T•• E•••••••• B••••••• F••• | Other Private Fund | $1.2B | 12,186 | Feb 16, 2012 |
| M•••• G••••• B••••••• F••• | Other Private Fund | $1.2B | 10,748 | Apr 1, 2016 |
| M•••• N•• C••••• F••• | Other Private Fund | $1.1B | 5,406 | Feb 16, 2012 |
| M•••• C••••••• M•••• M••••• F••• | Other Private Fund | $478M | 3,640 | Feb 16, 2012 |
| M•••• E••••••• M•••••• E••••• F••• | Other Private Fund | $254M | 3,454 | Mar 31, 2023 |
| M•••• G••••• B••• F•••no longer reported | Other Private Fund | $247M | 1,670 | Apr 1, 2016 |
| M•••• G••••• E••••• F••• L•• | Other Private Fund | $1.3M | 1 | Mar 31, 2021 |
| M•••• U••• E••••• F••• L•• | Other Private Fund | $1.3M | 1 | Mar 31, 2021 |
| M•••• E••• L•••• C•• F••• L•• | Other Private Fund | $1.1M | 1 | Mar 31, 2021 |
| M•••• E••••••• M•••••• E••••• F••• L•• | Other Private Fund | $820,247 | 1 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• J•••••• D•••• · Chief Technology Officer, Shareholdercontrolsince 09/2023 · owns less than 5%
- B•••••• R•••••• N•• · Director Of Client Management, Shareholdercontrolsince 03/2023 · owns less than 5%
- B•••••••• D••••• M••• · Director Of Individual Client Managementcontrolsince 03/2023 · owns less than 5%
- C•••••••• R•••••• D••••• · Director, Shareholdercontrolsince 01/2024 · owns less than 5%
- D•••••• N••••• N•• · Chief Compliance Officer (C•••••), Shareholdercontrolsince 02/2024 · owns less than 5%
- D••••••• C••••••••• H••••• · Director, Deputy Chief Investment Officer, Shareholdercontrolsince 01/2020 · owns less than 5%
- F•••••••• P••••••• N•• · Director, Shareholdercontrolsince 01/2020 · owns less than 5%
- H•••• J••••• C•••• · President, Director, Shareholdercontrolsince 01/2023 · owns 5% to 10%
- J••••••• K•••••••• N•• · Assistant Corporate Secretarycontrolsince 03/2023 · owns less than 5%
- L•••••• M••••••••• N•• · Head, Risk Management And Chief Compliance Officer (USA)controlsince 03/2023 · owns less than 5%
- M••••••••• G•••••• N••••••• · Chief Financial Officer, M•••• Investment Funds, Shareholdercontrolsince 02/2024 · owns less than 5%
- M•••••••• A•••••• D••• · Head Of Taxcontrolsince 09/2023 · owns less than 5%
- M•••••• J•••• N•• · Controllercontrolsince 10/2021 · owns less than 5%
- M••••••••• P•••••• M•••••• · Chief Learning Officercontrolsince 10/2021 · owns less than 5%
- M••••• P•••• J••••• · Chief Investment Officer, Shareholdercontrolsince 01/2018 · owns less than 5%
- P••••••• S•••• N•• · Director, Director Of Portfolio Services, Shareholdercontrolsince 01/2020 · owns less than 5%
- R••••• D••••• J•••• · Director, Shareholdercontrolsince 01/2007 · owns less than 5%
- R••••••• G•••••••• G•••••• · Vice Chair, General Counsel, Shareholdercontrolsince 03/2023 · owns less than 5%
- S••••• C••••• D•••••• · Chair, Shareholdercontrolsince 01/2023 · owns less than 5%
- V•• S•••••••• E••••• N•• · Corporate Secretary, Shareholdercontrolsince 03/2023 · owns less than 5%
- V••••••••• V••••• N•• · Director Of Research, Shareholdercontrolsince 04/2012 · owns less than 5%
- W•••• A••••••• K•• · Chief M•••••Ing And People Officer, Shareholdercontrolsince 12/2023 · owns less than 5%
- W••• O•••••• M•• · Director, Shareholdercontrolsince 01/2018 · owns less than 5%
- H•••• J••••• C•••• · Shareholdercontrolsince 12/1999 · owns 75% or more of K•••••••• C•••••• M••••••••• L•••
- L••••••• P••••• W••• · Shareholdercontrolsince 12/2011 · owns 50% to 75% of R••••• R••• L•••
- M•• J••••••• Y•••• · Shareholdercontrolsince 12/2011 · owns 75% or more of J••• M• E••••••••• I•••
- R••••• D••••• J•••• · Shareholdercontrolsince 04/2016 · owns 75% or more of C••••••••• C•••••• C••••
- S••••• C••••• D•••••• · Shareholdercontrolsince 06/2003 · owns 75% or more of S•••• I••••••••• M••••••••• L•••
Entity owners
- C••••••••• C•••••• C•••• · Shareholderdirect · owns 5% to 10%
- J••• M• E••••••••• I••• · Shareholderdirect · owns 5% to 10%
- K•••••••• C•••••• M••••••••• L••• · Shareholderdirect · owns 5% to 10%
- R••••• R••• L••• · Shareholderdirect · owns 5% to 10%
- S•••• I••••••••• M••••••••• L••• · Shareholderdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- M•••• I••••••••• M••••••••• S•••••••• P••• L•••investment advisery
- M•••• I••••••••• M••••••••• U••• F••• L••pooled vehicle sponsory
- M•••• P••••••• G• I•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Toronto, Canada24 employees
- S••••••••, Singapore4 employees
What changed
consecutive filings, newest first
- Accounts · 12,582 to 12,669Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 86 to 87Mar 31, 2025 to Mar 30, 2026
- Charity clients · 190 to 171Mar 31, 2025 to Mar 30, 2026
- Corporate clients · 779 to 761Mar 31, 2025 to Mar 30, 2026
- HNW clients · 722 to 738Mar 31, 2025 to Mar 30, 2026
- Individual clients · 4,206 to 4,222Mar 31, 2025 to Mar 30, 2026
- Pension plan clients · 116 to 90Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 88 to 83Mar 31, 2025 to Mar 30, 2026
- Employees · 261 to 278Mar 31, 2025 to Mar 30, 2026
- HQ city · CALGARY to CALGARY, ALBERTAMar 31, 2025 to Mar 30, 2026
- Private funds · 16 to 17Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $45B to $40BMar 31, 2025 to Mar 30, 2026
- HNW RAUM · $2.9B to $3.1BMar 31, 2025 to Mar 30, 2026
- Individual RAUM · $2.3B to $2.5BMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $571M to $643MMar 31, 2025 to Mar 30, 2026
- Pension RAUM · $6.7B to $5.0BMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $23B to $20BMar 31, 2025 to Mar 30, 2026
- RAUM · $46B to $41BMar 31, 2025 to Mar 30, 2026
- Accounts · 13,670 to 12,582Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 80 to 86Mar 29, 2024 to Mar 31, 2025
- Advisory activities · 6 to 7Mar 29, 2024 to Mar 31, 2025
- Charity clients · 186 to 190Mar 29, 2024 to Mar 31, 2025
- Corporate clients · 807 to 779Mar 29, 2024 to Mar 31, 2025
- HNW clients · 713 to 722Mar 29, 2024 to Mar 31, 2025
- Individual clients · 5,005 to 4,206Mar 29, 2024 to Mar 31, 2025
- Pension plan clients · 121 to 116Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 97 to 88Mar 29, 2024 to Mar 31, 2025
- Employees · 240 to 261Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to 251-500Mar 29, 2024 to Mar 31, 2025
- HQ state · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $49B to $45BMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $2.9B to $2.9BMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $2.5B to $2.3BMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $490M to $571MMar 29, 2024 to Mar 31, 2025
- Pension RAUM · $7.5B to $6.7BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $24B to $23BMar 29, 2024 to Mar 31, 2025
- RAUM · $50B to $46BMar 29, 2024 to Mar 31, 2025
- Wrap assets (manager) · $1.6B to $0Mar 29, 2024 to Mar 31, 2025
- Pension RAUM · $8.2B to $7.5BMay 1, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $22B to $24BMay 1, 2023 to Mar 29, 2024
Signals
28 dated events
- Darren Gregory Peterson (Shareholder) no longer on Schedule A of M•••• I••••••••• M••••••••• L••• (listed 2023-05-01, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- F•••• H••• C•••• Z•••••• (Chief Operating Officer, Shareholder) no longer on Schedule A of M•••• I••••••••• M••••••••• L••• (listed 2023-05-01, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Duncan Robert Campbell (Director, Shareholder) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••Mar 29, 2024 · Control person joined · fact
- Dawn Ashley Mcdonald (Head Of Tax) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••Mar 29, 2024 · Control person joined · fact
- David Justin Anderson (Chief Technology Officer, Shareholder) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••Mar 29, 2024 · Control person joined · fact
- L•••••• L•••••• J•••••• (Manager, Finance, Shareholder) no longer on Schedule A of M•••• I••••••••• M••••••••• L••• (listed 2023-03-31, absent 2023-05-01)May 1, 2023 · Control person left · inference
- Nmn Kristina Jackson (Assistant Corporate Secretary) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••May 1, 2023 · Control person joined · fact
- Marc David Buchanan (Director Of Individual Client Management) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••May 1, 2023 · Control person joined · fact
- M•••• I••••••••• M••••••••• L••• reported RAUM $46.1B, down 31% from $66.4B (2022-04-28 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Marie-Claude Lepage (Head, Risk Management And Chief Compliance Officer (Usa)) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••Mar 31, 2023 · Control person joined · fact
- Yufei Jeffrey Mo (Shareholder) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••Mar 31, 2023 · Control person joined · fact
- Pearl Nadine Krenosky (Chief Compliance Officer) no longer on Schedule A of M•••• I••••••••• M••••••••• L••• (listed 2022-03-31, absent 2022-04-21)Apr 21, 2022 · Control person left · inference
- Van E•••• S••••••• (Assistant Corporate Secretary) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••Mar 31, 2022 · Control person joined · fact
- Nicholas George Mawhinney (Chief Financial Officer, Mawer Investment Funds) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••Mar 31, 2022 · Control person joined · fact
- John Mcneil (Controller) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••Mar 31, 2022 · Control person joined · fact
- Michael Philip Mittertreiner (Chief Learning Officer) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••Mar 31, 2022 · Control person joined · fact
- Wray Peter Lampert (Shareholder) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••Mar 31, 2022 · Control person joined · fact
- D•••• G•••••• (Controller, Shareholder) no longer on Schedule A of M•••• I••••••••• M••••••••• L••• (listed 2020-07-06, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- M•••• I••••••••• M••••••••• L••• reported RAUM $43.0B, up 32% from $32.5B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Robert Broley (Director Of Institutional Client Management) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••Mar 30, 2020 · Control person joined · fact
- Patrick Fournell (Director, Shareholder) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••Mar 30, 2020 · Control person joined · fact
- Nahid Dawood (Deputy Chief Compliance Officer) appeared on Schedule A of M•••• I••••••••• M••••••••• L•••Mar 30, 2020 · Control person joined · fact
- Dale Martin Ferguson (Director) no longer on Schedule A of M•••• I••••••••• M••••••••• L••• (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Steven Jacob Michael Mezei (Director, Shareholder) no longer on Schedule A of M•••• I••••••••• M••••••••• L••• (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Jason Michael Crofts (Director, Shareholder) no longer on Schedule A of M•••• I••••••••• M••••••••• L••• (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- R Scott Campbell (Shareholder, Director Of Institutional Portfolio Management) no longer on Schedule A of M•••• I••••••••• M••••••••• L••• (listed 2018-03-28, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- L•••• T•••• E•••••• (Fund Administrator Officer, Shareholder) no longer on Schedule A of M•••• I••••••••• M••••••••• L••• (listed 2018-03-28, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- M•••• I••••••••• M••••••••• L••• reported RAUM $32.5B, up 30% from $25.0B (2017-03-29 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- M••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 403-262-4673reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026