DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L••••••• A•••••••• L••
Northbrook, IL | YORKVILLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••••••• A•••••••• L•• | Independent wealth | Nov 2, 2009 | n/a | yes | YORKVILLE, IL|Northbrook, IL | Current employment |
| M•••••••• A••••••• S•••••••• L•• | n/a | Oct 3, 2005 | Nov 11, 2009 | no | NORTHBROOK, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••••• A••••••• S•••••••• L•• | L••••••• A•••••••• L•• | Nov 11, 2009 | Nov 2, 2009 | -9 | Firm change | Other |
| G••••••• F•••••••• P••••••• C••••••••• | M•••••••• A••••••• S•••••••• L•• | Oct 10, 2005 | Oct 3, 2005 |
| G••••••• F•••••••• P••••••• C••••••••• | n/a | Nov 2, 2004 | Oct 10, 2005 | no | NORTHBROOK, IL | Previous registration |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | May 6, 2004 | Oct 10, 2005 | no | NORTHBROOK, IL | Previous registration |
| G••••••• F•••••••• P••••••• C••••••••• | n/a | Jan 29, 1998 | Oct 25, 2004 | no | NORTHBROOK, IL | Previous registration |
| -7 |
| Firm change |
| Other |
| C••••• I••••••••• A••••••• L•• | G••••••• F•••••••• P••••••• C••••••••• | Oct 10, 2005 | Nov 2, 2004 | -342 | Firm change after gap | Other |
| G••••••• F•••••••• P••••••• C••••••••• | C••••• I••••••••• A••••••• L•• | Oct 25, 2004 | May 6, 2004 | -172 | Firm change after gap | Other |