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Advisor at LPL FINANCIAL LLC
MARGATE CITY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 19, 2020 | n/a | yes | MARGATE CITY, NJ | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 24, 2012 | Oct 15, 2020 | no | MARGATE, NJ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 1, 2006 | Feb 28, 2012 | no | NORTHFIELD, NJ|NORTHFIELD, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Oct 15, 2020 | Oct 19, 2020 | 4 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Feb 28, 2012 | Feb 24, 2012 | -4 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:6413:NJ:2020-10-14 | Oct 15, 2020 | Oct 19, 2020 | MARGATE, NJ | Firm change |