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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

MATTHEW EDWARD BRAGG

Advisor at SMITH MOORE & CO.

Moberly, MO

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Search this name across graphsid dfx:ria:d3548bdf-6bf5-ab6e-f9ad-600be9eed02c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SMITH MOORE & CO.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Oct 12, 1992
First registration: May 19, 2004
Dual registered: yes, broker-dealer
Other names: MATTHEW EDWARD BRAGG|MATT BRAGG|MATTHEW EDWARD BRAGG
IAPD individual key: 2279799

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SMITH MOORE & CO.	Bd affiliated wealth	Apr 29, 2021	n/a	yes	Moberly, MO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	May 18, 2021	no	MOBERLY, MO\|MOBERLY, MO\|GLASGOW, MO\|MARCELINE, MO\|SALISBURY, MO\|PARIS, MO\|KEYTESVILLE, MO	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Nov 27, 2015	Nov 29, 2017	no	Moberly, MO\|APPLETON, WI\|Moberly, MO\|APPLETON, WI	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jul 14, 2011	Dec 9, 2015	no	SCOTTSDALE, AZ\|MOBERLY, MO	Previous registration
SPECTRUM CAPITAL, LLC	n/a	May 19, 2004	Jul 5, 2011	no	MOBERLY, MO\|MOBERLY, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SMITH MOORE & CO.	May 18, 2021	Apr 29, 2021	-19	Firm change	Ibd to RIA
INVESTMENT CENTERS OF AMERICA, INC.	LPL FINANCIAL LLC	Nov 29, 2017	Nov 29, 2017	0	Bulk transfer	Other
SAGEPOINT FINANCIAL, INC.	INVESTMENT CENTERS OF AMERICA, INC.	Dec 9, 2015	Nov 27, 2015	-12	Firm change	Other
SPECTRUM CAPITAL, LLC	SAGEPOINT FINANCIAL, INC.	Jul 5, 2011	Jul 14, 2011	9	Firm change	Other

Relationships

Registered with (5)

→ SMITH MOORE & CO.Registered adviserregistration: current employment
Apr 29, 2021 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 29, 2017 to May 18, 2021factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Nov 27, 2015 to Nov 29, 2017factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jul 14, 2011 to Dec 9, 2015factForm ADV
→ SPECTRUM CAPITAL, LLCRegistered adviserregistration: previous registration
May 19, 2004 to Jul 5, 2011factForm ADV

Dated events

No dated event names this entity yet.