DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Edward Bragg
Certified Financial Planner
Feed of 09/14/2026
Also filed as Matthew Edward Bragg
At current firm
5 y
since Apr 29, 2021
In the industry
33 y
since Oct 12, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Smith Moore & Co. BD affiliated currentsince Apr 29, 2021 · Moberly, Mo
- LPL Financial LLC BD affiliatedNov 29, 2017 to May 18, 2021 · Moberly, Mo
- Investment Centers Of America, Inc. formerNov 27, 2015 to Nov 29, 2017 · Moberly, Mo
- Sagepoint Financial, Inc. formerJul 14, 2011 to Dec 9, 2015 · Scottsdale, Az
- Spectrum Capital, LLC unclassifiedMay 19, 2004 to Jul 5, 2011 · Moberly, Mo
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Smith Moore & Co.left May 18, 2021, registered Apr 29, 2021 (-19 days) · Affiliated broker-dealer or bank to independent RIA
- Investment Centers Of America, Inc. to LPL Financial LLCleft Nov 29, 2017, registered Nov 29, 2017 (0 days) · corporate re-registration, not a move
- Sagepoint Financial, Inc. to Investment Centers Of America, Inc.left Dec 9, 2015, registered Nov 27, 2015 (-12 days) · Other
- Spectrum Capital, LLC to Sagepoint Financial, Inc.left Jul 5, 2011, registered Jul 14, 2011 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address