DFX Intelligence

J••••••• L•• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

J••••••• L•• C••••

Advisor at C• A••••••• S•••••••

WILLIAMSTON, MI

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Search this name across graphsid dfx:ria:d35d1787-20d6-6e16-d2c1-c82067698064

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A••••••• S•••••••	Independent wealth	Sep 24, 2010	n/a	yes	WILLIAMSTON, MI	Current employment
I••••• F•••••••• C•••••••••	Former SEC adviser	Jan 22, 2010	May 18, 2015	no	HASLETT, MI\|MT PLEASANT, MI\|WILLIAMSTON, MI\|WILLIAMSTON, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	C• A••••••• S•••••••	May 18, 2015	Sep 24, 2010	-1,697	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
12984:110929:MI:2015-05-18	May 18, 2015	Sep 24, 2010	WILLIAMSTON, MI	Firm change after gap

Relationships

Registered with (2)

→ C• A••••••• S•••••••Registered adviserregistration: current employment
Sep 24, 2010 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jan 22, 2010 to May 18, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d35d1787-20d6-6e16-d2c1-c82067698064
First observed: Jan 22, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.