DFX Intelligence

T••••••• E• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

T••••••• E• T••••••

Advisor at P•••••••• A•••••••

SOUTH HOLLAND, IL

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Search this name across graphsid dfx:ria:d3710d1f-a312-a7f6-3859-6a19907d3798

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 8, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••••••	National bd RIA	Sep 3, 2026	n/a	yes	SOUTH HOLLAND, IL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Nov 13, 2001	Feb 27, 2003	no	TINLEY PARK, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	P•••••••• A•••••••	Feb 27, 2003	Sep 3, 2026	8,589	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ P•••••••• A•••••••Registered adviserregistration: current employment
Sep 3, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 13, 2001 to Feb 27, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3710d1f-a312-a7f6-3859-6a19907d3798
First observed: Nov 13, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.