This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC INSTITUTIONS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 6, 1986earliest registration or exam on IAPD

Years in industry

39derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

5

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Nov 6, 1986

First registration

Sep 11, 2012

Dual registered

yes, broker-dealer

Other names

PETER LEVINE|PETER A LEVINE

IAPD individual key

1500411

• Occurred

  Sep 18, 2022
  Advisor changed firm

  Peter Levine left J.P. Morgan Securities Llc for Osaic Institutions, Inc. (registered 2022-09-22)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d377742d-981a-2557-32e1-e8a37620ffe1

First observed

Sep 11, 2012

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.