DFX Intelligence

S••••••• B•• C•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••••• B•• C•••••• A•••••••• L••

CRD 172242

C••••••, IL

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Search this name across graphsid dfx:ria:d382e072-56aa-0bd0-02d9-7fab9664c065

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 26
On other graphs: 2
Observed: Feb 5, 2016 to Jul 31, 2026
29 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••• B•• C•••••• A•••••••• L••

Private equity manager · shared crd

Real Estate Fundsidentity

S••••••• B•• C•••••• A•••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $298M••• Locked
Discretionary RAUM: $298M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••• B•• C•••••• P••••••• I•• L•	Real Estate Fund	$31.9M	Jul 31, 2026	4	Mar 30, 2023	reported	021-439708
S••••••• B•• C•••••• P••••••• I••• L•	Real Estate Fund	$28.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• M••••••• J•••	CHIEF FINANCE OFFICER	Na	yes	11/2022	Jan 24, 2023	Mar 28, 2024
C••••• K••••••	MANAGING PRINCIPAL	Na	yes	06/2018	Mar 30, 2020	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
3•• N• M••••••• D••••••••• L••	n/a	n/a	n/a	N	yes	n/a
3•• N• M••••• M••••••• L••	n/a	n/a	n/a	N	yes	n/a
C••••• P••••• M••••••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN DIEGO	CA	United States	8	no
NEWPORT BEACH	CA	United States	6	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$298M	$383M	-22.3%	$678M	-24.0%	18	33	0	2

Relationships

Advises (12)

→ S••••••• B•• C•••••• P••••••• I••• L•Private fundReal Estate Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ 3•• N• M••••••• P•••••••• L••Private fundReal Estate Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ S••••••• S•••••• P••••••• P•• L••Private fundReal Estate Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ S••••••• B•• C•••••• P••••••• I•• L•

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 31, 2026
Ria private fund assets c••••e
••• Locked
Form ADVobserved today
$-446M
Occurred
Jul 31, 2026
Ria principal c••••e
••• Locked
Form ADVobserved today
Occurred
Jul 31, 2026
Ria principal c••••e
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d382e072-56aa-0bd0-02d9-7fab9664c065
First observed: Feb 5, 2016
Last observed: Jul 31, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.