DFX Intelligence

M•••••• A••••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M•••••• A••••• V••••••

Advisor at O•••• P•••••••• S••••••••• L••

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3854db7-3499-73ff-1668-6cef50a70c0d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• P•••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• P•••••••• S••••••••• L••	Bd affiliated wealth	Jan 17, 2023	n/a	yes	OMAHA, NE	Current employment
O•••• P•••••••• S••••••••• L••	Former SEC adviser	Mar 13, 2019	Jan 6, 2023	no	Omaha, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• P•••••••• S••••••••• L••	O•••• P•••••••• S••••••••• L••	Jan 6, 2023	Jan 17, 2023	11	Bulk transfer	RIA to ibd
O•••• P•••••••• S••••••••• L••	O•••• P•••••••• S••••••••• L••	Dec 31, 2021	Mar 13, 2019

Relationships

Registered with (2)

→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 2, 2013 to Dec 31, 2021factForm ADV
→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 13, 2019 to Jan 6, 2023factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3854db7-3499-73ff-1668-6cef50a70c0d
First observed: Jan 2, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.