DFX Intelligence

R•••••• K••••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

R•••••• K••••••• S•••

Advisor at S•••••• W••••• A•••••••• L••

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:d3866d6f-4151-3ab6-73ba-286a84d5bf43

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 4, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• A•••••••• L••	Independent wealth	Jul 15, 2024	n/a	yes	SANTA MONICA, CA	Current employment
C•••••••• L••	Independent wealth	May 4, 2022	Aug 12, 2024	no	Santa Monica, CA\|Los Angeles, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• L••	S•••••• W••••• A•••••••• L••	Aug 12, 2024	Jul 15, 2024	-28	Firm change	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
129505:332034:CA:2024-08-12	Aug 12, 2024	Jul 15, 2024	LOS ANGELES, CA	Firm change

Relationships

Registered with (2)

→ S•••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 15, 2024 to presentfactForm ADV
→ C•••••••• L••Registered adviserregistration: previous registration
May 4, 2022 to Aug 12, 2024factForm ADV

Dated events

Occurred
Aug 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3866d6f-4151-3ab6-73ba-286a84d5bf43
First observed: May 4, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.