DFX Intelligence

R•••• C•••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

R•••• C•••••• G•••••••

Advisor at L••• C•••••• M••••••••• L••

BURLINGAME, CA

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Search this name across graphsid dfx:ria:d38b611d-18d9-6452-6589-04ae06885e6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 25, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• C•••••• M••••••••• L••	Independent wealth	Jun 11, 2020	n/a	yes	BURLINGAME, CA	Current employment
L••• C•••••• M••••••••• L••	n/a	May 4, 2017	Aug 29, 2020	no	BURLINGAME, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• C•••••• M••••••••• L••	L••• C•••••• M••••••••• L••	Aug 29, 2020	Jun 11, 2020	-79	Firm change after gap	Other
V••• F•••••••• A•••••••• I•••	L••• C•••••• M••••••••• L••	Apr 24, 2017	May 4, 2017

Relationships

Registered with (6)

→ L••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jun 11, 2020 to presentfactForm ADV
→ L••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
May 4, 2017 to Aug 29, 2020factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 19, 2009 to Apr 24, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d38b611d-18d9-6452-6589-04ae06885e6d
First observed: Jan 14, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.