DFX Intelligence

J••••••• H••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

J••••••• H••••• B••••••

Advisor at S•••••••• E••••• P•••••••• L•••

MARTINGSBURG, WV

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Search this name across graphsid dfx:ria:d395867b-02c5-0d29-01e1-56417d59373d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• E••••• P•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• E••••• P•••••••• L•••	Independent wealth	Sep 10, 2015	n/a	yes	MARTINGSBURG, WV	Current employment
F•• S••••••••• C•••••••••	Former SEC adviser	Dec 14, 2007	Nov 16, 2017	no	CHARLOTTESVILLE, VA\|MARTINSBURG, WV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• S••••••••• C•••••••••	S•••••••• E••••• P•••••••• L•••	Nov 16, 2017	Sep 10, 2015	-798	Firm change after gap	Other
V••• F•••••••• A•••••••• I•••	F•• S••••••••• C•••••••••	Dec 12, 2007	Dec 14, 2007

Relationships

Registered with (3)

→ S•••••••• E••••• P•••••••• L•••Registered adviserregistration: current employment
Sep 10, 2015 to presentfactForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Dec 14, 2007 to Nov 16, 2017factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 13, 2007 to Dec 12, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d395867b-02c5-0d29-01e1-56417d59373d
First observed: Mar 13, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.