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Advisor at ABUNDANT WEALTH STRATEGIES
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ABUNDANT WEALTH STRATEGIES | State registered | Aug 7, 2018 | n/a | yes | LAS VEGAS, NV | Current employment |
| LAUREL WEALTH ADVISORS, INC. | Former SEC adviser | Dec 7, 2017 | Jul 12, 2018 | no | Las Vegas, NV|SOLANA BEACH, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 5, 2008 | Nov 27, 2017 | no | LAS VEGAS, NV | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Dec 12, 2008 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jul 25, 1997 | Jul 1, 2003 | no | LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LAUREL WEALTH ADVISORS, INC. | ABUNDANT WEALTH STRATEGIES | Jul 12, 2018 | Aug 7, 2018 | 26 | Firm change | RIA to state RIA |
| WELLS FARGO ADVISORS | LAUREL WEALTH ADVISORS, INC. | Nov 27, 2017 | Dec 7, 2017 | 10 | Firm change | Other |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Dec 12, 2008 | Dec 5, 2008 | -7 | Channel change | Wirehouse to wirehouse |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |