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Advisor at VALIC FINANCIAL ADVISORS, INC.
BURLINGTON, MA | FAIRFIELD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Apr 9, 2018 | n/a | yes | BURLINGTON, MA|FAIRFIELD, CT | Current employment |
| BNY MELLON SECURITIES CORPORATION | Other adviser | Feb 5, 2008 | Dec 22, 2016 | no | NEW YORK, NY|NEW YORK, NY|New York, NY | Previous registration |
| PGIM, INC. | Other adviser | Mar 24, 2004 | Nov 7, 2007 | no | NEWARK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BNY MELLON SECURITIES CORPORATION | VALIC FINANCIAL ADVISORS, INC. | Dec 22, 2016 | Apr 9, 2018 | 473 | Firm change after gap | Other |
| PGIM, INC. | BNY MELLON SECURITIES CORPORATION | Nov 7, 2007 | Feb 5, 2008 | 90 | Firm change | Other |