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Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FORT MITCHELL, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 21, 2023 | n/a | yes | FORT MITCHELL, KY | Current employment |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Mar 2, 2017 | Jul 12, 2023 | no | CRESCENT SPRINGS, KY|BURLINGTON, KY|INDEPENDENCE, KY | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Apr 27, 2007 | Feb 22, 2016 | no | FLORENCE, KY|ALEXANDRIA, KY|FLORENCE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 12, 2023 | Jul 21, 2023 | 9 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 628:7691:KY:2023-07-06 | Jul 12, 2023 | Jul 21, 2023 | INDEPENDENCE, KY | Firm change |