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Advisor at CERITY PARTNERS LLC
COSTA MESA, CA | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | Independent wealth | Jul 17, 2012 | n/a | yes | COSTA MESA, CA|NEW YORK, NY | Current employment |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Sep 2, 2010 | May 22, 2012 | no | COSTA MESA, CA|COSTA MESA, CA|NEW YORK, NY | Previous registration |
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | Other adviser | Feb 13, 2001 | Aug 18, 2010 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | CERITY PARTNERS LLC | May 22, 2012 | Jul 17, 2012 | 56 | Firm change | Other |
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | DEUTSCHE BANK SECURITIES INC. | Aug 18, 2010 | Sep 2, 2010 | 15 | Firm change | Other |