DFX Intelligence

R•••••• S• A•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

R•••••• S• A•••• F••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:d3aa2098-8d4e-f1b5-7a0b-bb2511b5d952

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Feb 14, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 5, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 18, 2024	n/a	yes	COLORADO SPRINGS, CO	Current employment
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jun 11, 2024	Sep 27, 2024	no	Denver, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F•••••••• A•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 27, 2024	Nov 18, 2024	52	Firm change	Ibd to wirehouse
5• C•••••• P•••••••• L••	A••••••• F•••••••• A•••••••• L••	Mar 20, 2024	Jun 11, 2024

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Nov 18, 2024 to presentfactForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 11, 2024 to Sep 27, 2024factForm ADV
→ 5• C•••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 30, 2022 to Mar 20, 2024factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Sep 27, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3aa2098-8d4e-f1b5-7a0b-bb2511b5d952
First observed: Feb 14, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.