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Advisor at NAVY FEDERAL INVESTMENT SERVICES, LLC
PENSACOLA, FL | Pace, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NAVY FEDERAL INVESTMENT SERVICES, LLC | Bd affiliated wealth | Jan 4, 2017 | n/a | yes | PENSACOLA, FL|Pace, FL | Current employment |
| NAVY FEDERAL ASSET MANAGEMENT, LLC | Former SEC adviser | Mar 28, 2011 | Jan 4, 2017 | no | PENSACOLA, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 26, 2004 | Jul 22, 2009 | no | PENSACOLA, FL|PENSACOLA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NAVY FEDERAL ASSET MANAGEMENT, LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | Jan 4, 2017 | Jan 4, 2017 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | NAVY FEDERAL ASSET MANAGEMENT, LLC | Jul 22, 2009 | Mar 28, 2011 | 614 | Firm change after gap | Other |