DFX Intelligence

Data Factory

RIA / WealthAdvisor29 years in industry

DOUGLAS EVAN GREENBERG

Advisor at SB ADVISORY, LLC

ATLANTA, GA | West Linn, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3bcdbdc-87b6-d490-407e-b4fe208dcb68

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SB ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 7, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 7, 1997
First registration: Oct 21, 2002
Dual registered: no
Other names: DOUGLAS EVAN GREENBURG|DOUGLAS E GREENBERG|DOUGLAS EVAN GREENBERG|Douglas Greenberg
IAPD individual key: 2298830

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SB ADVISORY, LLC	Independent wealth	Aug 19, 2022	n/a	yes	West Linn, OR\|ATLANTA, GA	Current employment
CS PLANNING CORP	Independent wealth	Oct 29, 2019	Jun 13, 2022	no	PORTLAND, OR\|LAKE OSWEGO, OR\|West Linn, OR\|West Linn, OR	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 16, 2018	no	PORTLAND, OR\|Portland, OR	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	PORTLAND, OR	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 21, 2002	Apr 2, 2007	no	PORTLAND, OR\|PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CS PLANNING CORP	SB ADVISORY, LLC	Jun 13, 2022	Aug 19, 2022	67	Firm change	RIA to RIA
MORGAN STANLEY	CS PLANNING CORP	Apr 16, 2018	Oct 29, 2019	561	Firm change after gap	Wirehouse to RIA
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ SB ADVISORY, LLCRegistered adviserregistration: current employment
Aug 19, 2022 to presentfactForm ADV
→ CS PLANNING CORPRegistered adviserregistration: previous registration
Oct 29, 2019 to Jun 13, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 16, 2018factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 21, 2002 to Apr 2, 2007factForm ADV

Dated events

Occurred
Jun 13, 2022
Advisor changed firm
Douglas Evan Greenberg left Cs Planning Corp for Sb Advisory, Llc (registered 2022-08-19)
Form ADVobserved 4 days ago