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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

WILLIAM BYRD KING

Advisor at CETERA INVESTMENT ADVISERS LLC

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:d3c06d17-4d8f-eeb8-ea26-63b1b251660d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 19, 2013
First registration: Jan 1, 2005
Dual registered: yes, broker-dealer
Other names: WILLIAM BYRD KING|BILLY KING
IAPD individual key: 4864323

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 2, 2026	n/a	yes	LOUISVILLE, KY	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	Sep 8, 2026	no	ATLANTA, GA\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|NEW ALBANY, IN\|LOUISVILLE, KY\|LA GRANGE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Feb 17, 2021	no	CHARLOTTE, NC\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|BIRMINGHAM, AL\|NEW ALBANY, IN\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|BOWLING GREEN, KY\|RICHMOND, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Sep 10, 2015	Jan 2, 2018	no	CHARLOTTE, NC\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|JEFFERSON CITY, TN\|LOUISVILLE, KY\|LOUISVILLE, KY\|HOMEWOOD, AL\|NEW ALBANY, IN\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration
EDWARD JONES	National bd RIA	Dec 16, 2013	Sep 1, 2015	no	ST LOUIS, MO\|LOUISVILLE, KY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 1, 2005	Mar 11, 2005	no	ROSEMONT, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Sep 8, 2026	Sep 2, 2026	-6	Firm change	Ibd to ibd
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
EDWARD JONES	BB&T INVESTMENT SERVICES, INC.	Sep 1, 2015	Sep 10, 2015	9	Firm change	Ibd to new firm
AMERIPRISE FINANCIAL SERVICES, LLC	EDWARD JONES	Mar 11, 2005	Dec 16, 2013	3,202	Firm change after gap	Ibd to ibd

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2021 to Sep 8, 2026factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Feb 17, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 10, 2015 to Jan 2, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 16, 2013 to Sep 1, 2015factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 1, 2005 to Mar 11, 2005factForm ADV

Dated events

Occurred
Sep 8, 2026
Advisor changed firm
William Byrd King left Truist Advisory Services, Inc. for Cetera Investment Advisers Llc (registered 2026-09-02)
Form ADVobserved 5 days ago