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Advisor at MARINER
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Dec 17, 2015 | n/a | yes | OVERLAND PARK, KS | Current employment |
| MONTAGE INVESTMENTS, LLC | Former SEC adviser | Nov 4, 2014 | Dec 31, 2015 | no | LEAWOOD, KS | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Mar 1, 2010 | Oct 27, 2014 | no | OVERLAND PARK, KS | Previous registration |
| WADDELL & REED | Former SEC adviser | Nov 24, 2009 | Dec 18, 2009 | no | EDMOND, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MONTAGE INVESTMENTS, LLC | Mariner | Dec 31, 2015 | Dec 17, 2015 | -14 | Firm change | Other |
| VSR ADVISORY SERVICES | MONTAGE INVESTMENTS, LLC | Oct 27, 2014 | Nov 4, 2014 | 8 | Firm change | Other |
| WADDELL & REED | VSR ADVISORY SERVICES | Dec 18, 2009 | Mar 1, 2010 | 73 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 152607:140195:KS:2015-12-31 | Dec 31, 2015 | Dec 17, 2015 | LEAWOOD, KS | Firm change |