DFX Intelligence

T•••••• L•• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner21 years in industry

T•••••• L•• W•••••

Advisor at S•••••• F••••• O•••••• I•••

ESCONDIDO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3d683d4-fdd0-4000-1ecd-edc2f5afdc69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F••••• O•••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Feb 24, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F••••• O•••••• I•••	Former SEC adviser	Sep 8, 2025	n/a	yes	ESCONDIDO, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 28, 2006	Dec 3, 2014	no	SAN DIEGO, CA\|HOUSTON, TX\|BOSTON, MA\|HOUSTON, TX\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••••• F••••• O•••••• I•••	Dec 3, 2014	Sep 8, 2025	3,932	Firm change after gap	Wirehouse to new firm
M•••••• L•••• T•••• C••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 28, 2006

Relationships

Registered with (3)

→ S•••••• F••••• O•••••• I•••Registered adviserregistration: current employment
Sep 8, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 28, 2006 to Dec 3, 2014factForm ADV
→ M•••••• L•••• T•••• C••••••Registered adviserregistration: previous registration
Feb 25, 2005 to Nov 28, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3d683d4-fdd0-4000-1ecd-edc2f5afdc69
First observed: Feb 25, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.