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G•••••••• A••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

G•••••••• A••••• A•••••

Advisor at C•••••• S••••• • C••• I•••

Plantation, FL

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Search this name across graphsid dfx:ria:d3d72c9d-f846-68df-4d1b-dc8b70f76358

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Oct 30, 2024	n/a	yes	Plantation, FL	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	May 19, 2022	Oct 25, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	C•••••• S••••• • C••• I•••	Oct 25, 2024	Oct 30, 2024	5	Firm change	Ibd to ibd
C••••• I••••••••• A••••••• L••	F••••••• P••••••• A•• W•••••••• A•••••••	Apr 29, 2022

Relationships

Registered with (6)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Oct 30, 2024 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
May 19, 2022 to Oct 25, 2024factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 19, 2019 to Apr 29, 2022factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Oct 25, 2024
Advisor changed firm
G•••••••• A••••• A••••• left F••••••• P••••••• A•• W•••••••• A••••••• for C•••••• S••••• • C••• I••• (registered 2024-10-30)
Form ADVobserved 7 days ago
Occurred
Apr 29, 2022
Advisor changed firm
G•••••••• A••••• A••••• left C••••• I••••••••• A••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-05-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3d72c9d-f846-68df-4d1b-dc8b70f76358
First observed: Apr 10, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.