DFX Intelligence

D••••• M•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

D••••• M•••••• B••••

Advisor at M•••• B•••• A•••• M•••••••••

San Rafael, CA

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Search this name across graphsid dfx:ria:d3f050c9-915e-c41a-f4ab-ddfd868ba12a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• B•••• A•••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• B•••• A•••• M•••••••••	State registered	Jul 26, 2016	n/a	yes	San Rafael, CA	Current employment
P•• A•••••••	Independent wealth	Jun 18, 2015	Aug 12, 2016	no	SANTA ROSA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• A•••••••	M•••• B•••• A•••• M•••••••••	Aug 12, 2016	Jul 26, 2016	-17	Firm change	Other
L•• F•••••••• L••	P•• A•••••••	Jul 1, 2016	Jun 18, 2015

Relationships

Registered with (8)

→ M•••• B•••• A•••• M•••••••••Registered adviserregistration: current employment
Jul 26, 2016 to presentfactForm ADV
→ P•• A•••••••Registered adviserregistration: previous registration
Jun 18, 2015 to Aug 12, 2016factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 17, 2012 to Jul 1, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3f050c9-915e-c41a-f4ab-ddfd868ba12a
First observed: Jan 16, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.