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Advisor at OSAIC WEALTH, INC.
ROCKLEDGE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Mar 19, 2025 | n/a | yes | ROCKLEDGE, FL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 21, 2021 | Feb 24, 2025 | no | ODESSA, FL|THOMASVILLE, GA|TALLAHASSEE, FL | Previous registration |
| WADDELL & REED | Former SEC adviser | Feb 22, 2017 | Jul 21, 2021 | no | Tallahassee, FL|TALLAHASSEE, FL|CHARLEROI, PA|THOMASVILLE, GA | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 27, 2016 | Jun 9, 2016 | no | TALLAHASSEE, FL | Previous registration |
| WADDELL & REED | Former SEC adviser | Apr 10, 2014 | Feb 1, 2016 | no | TALLAHASSEE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | OSAIC WEALTH, INC. | Feb 24, 2025 | Mar 19, 2025 | 23 | Firm change | Ibd to ibd |
| WADDELL & REED | LPL FINANCIAL LLC | Jul 21, 2021 | Jul 21, 2021 | 0 | Bulk transfer | Ibd to ibd |
| CETERA INVESTMENT ADVISERS LLC | WADDELL & REED | Jun 9, 2016 | Feb 22, 2017 | 258 | Firm change | Other |
| WADDELL & REED | CETERA INVESTMENT ADVISERS LLC | Feb 1, 2016 | Jan 27, 2016 | -5 | Firm change | Other |