DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••• A•••••••• K••••••
Feed of 09/14/2026
At current firm
1 y
since Mar 19, 2025
In the industry
12 y
since Apr 9, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Mar 19, 2025 · Rockledge, Fl
- L•• F•••••••• L•• BD affiliatedJul 21, 2021 to Feb 24, 2025 · Odessa, Fl
- W•••••• • R••• formerFeb 22, 2017 to Jul 21, 2021 · Tallahassee, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 27, 2016 to Jun 9, 2016 · Tallahassee, Fl
- W•••••• • R••• formerApr 10, 2014 to Feb 1, 2016 · Tallahassee, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to O•••• W•••••• I•••left Feb 24, 2025, registered Mar 19, 2025 (23 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to L•• F•••••••• L••left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to W•••••• • R•••left Jun 9, 2016, registered Feb 22, 2017 (258 days) · Other
- W•••••• • R••• to C••••• I••••••••• A••••••• L••left Feb 1, 2016, registered Jan 27, 2016 (-5 days) · Other
Signals
- J••• A•••••••• K•••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2025-03-19)Feb 24, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address