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Advisor at WELLS FARGO ADVISORS
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 4, 2021 | n/a | yes | NEW YORK, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 12, 2017 | Nov 9, 2020 | no | RADNOR, PA | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Jun 2, 2017 | Dec 12, 2017 | no | SAINT LOUIS, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 30, 2015 | Mar 28, 2017 | no | WAYNE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCOTTRADE INVESTMENT MANAGEMENT | WELLS FARGO ADVISORS | Dec 12, 2017 | Dec 12, 2017 | 0 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SCOTTRADE INVESTMENT MANAGEMENT | Mar 28, 2017 | Jun 2, 2017 | 66 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169988:19616:MO:2017-12-05 | Dec 12, 2017 | Dec 12, 2017 | SAINT LOUIS, MO | Firm change |