DFX Intelligence

L••••• M••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

L••••• M••••• B•••••

Advisor at V••••• A•••• M•••••••••

CARRBORO, NC | DURHAM, NC

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Search this name across graphsid dfx:ria:d40c409e-64a3-91ef-9fcd-a7fbfe9cfb60

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 3, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• A•••• M•••••••••	Independent wealth	Jul 29, 2011	n/a	yes	CARRBORO, NC\|DURHAM, NC	Current employment
V••••• I••••••••• I•••	n/a	Jan 14, 2005	Jul 29, 2011	no	DURHAM, NC\|CARRBORO, NC\|CARRBORO, NC\|DURHAM, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• I••••••••• I•••	V••••• A•••• M•••••••••	Jul 29, 2011	Jul 29, 2011	0	Firm change	Other

Relationships

Registered with (2)

→ V••••• A•••• M•••••••••Registered adviserregistration: current employment
Jul 29, 2011 to presentfactForm ADV
→ V••••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 14, 2005 to Jul 29, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d40c409e-64a3-91ef-9fcd-a7fbfe9cfb60
First observed: Jan 14, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.