DFX Intelligence

P•••••••• O••••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

P•••••••• O••••••••• P•••••••• L••

P•••••••• A•••••• LLC, CRD 170811

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:d40d7cbe-fede-12ed-3c03-ee131116a7da

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 37
On other graphs: 3
Observed: Mar 24, 2014 to Sep 16, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B••••••••• A•••• M••• P•••••• I••• C•••••• A•••••• •••••••• L••

P•••••• equity manager · shared crd

Independent Sponsorsidentity

P•••••••• O••••••••• P•••••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

B••••••••• A•••• M••• P•••••• I••• C•••••• A•••••• •••••••• L••

P•••••• credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $2.9B••• Locked
Discretionary RAUM: $2.9B
P•••••• client RAUM: $0derived••• Locked
P•••••• client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

P•••••• funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••••••••• S••• O••• F••• •• L•••	P•••••• Equity Fund	$144M	May 9, 2024	1	Feb 21, 2020	reported	021-341466
B••••••••• S•• C•••••••• L•••	P•••••• Equity Fund	$132M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••• C•••••• H••••••• U• L••	Member	E	yes	12/2022	Mar 31, 2023	May 9, 2024
B••••••••• C•••••••• T••••••• L•••	Member	E	yes	12/2023	Mar 29, 2024	May 9, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• A•••• M••••••••• P•• C•••••• L•	n/a	Asset manager	$152B	N	yes	n/a
B••••••••• A•••• M••••••••• I•••••••• A•••••• L••	n/a	Institutional manager	$107B	N	yes

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Toronto	n/a	Canada	357	no
London	n/a	United Kingdom	123	no
SAO PAULO	n/a	Brazil	106	no
Sydney	n/a	Australia	102	no
Mumbai	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.9B	$816M	259.0%	$801M	54.1%	17	1,219	2	27

Relationships

Affiliated with (18)

← B••••••••• P••••• S••••••••• G•••• L••Registered adviserother investment adviser, bank
factForm ADV
← B••••••••• A•••• M••••••••• P•• U•• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← B••••••••• A•••• M••••••••• P•• C•••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
← B••••••••• R•••••••• E••••• G•••• L••Registered adviser

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Regulatory AUM changed
P•••••••• O••••••••• P•••••••• L•• reported RAUM $2.9B, up 43% from $2.0B (2025-12-16 to 2026-03-30)
Form ADVobserved 7 days ago
$883M
Occurred
Dec 16, 2025
Regulatory AUM changed
P•••••••• O••••••••• P•••••••• L•• reported RAUM $2.0B, up 151% from $816.0M (2025-07-30 to 2025-12-16)
Form ADVobserved 7 days ago
$1.2B
Occurred
Mar 31, 2023
Regulatory AUM changed
P•••••••• O••••••••• P•••••••• L•• reported RAUM $801.0M, down 27% from $1.1B (2022-03-31 to 2023-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d40d7cbe-fede-12ed-3c03-ee131116a7da
First observed: Mar 24, 2014
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (13)

← F••••• B••••• J••••OwnerMANAGING PARTNER AND CHIEF EXECUTIVE OFFICER OF B••••••••• C•••••••••, ownership code NA, individual
Mar 30, 2017 to May 9, 2024factForm ADV
← F••••••••• R•••••OwnerMANAGING PARTNER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 24, 2014 to May 9, 2024factForm ADV
← M••••• C••••OwnerMANAGING PARTNER AND CHIEF EXECUTIVE OFFICER, P•••••• EQUITY, ownership code NA, individual
Mar 31, 2021 to May 9, 2024factForm ADV
← P••••••• S•••••OwnerMANAGING PARTNER, ownership code NA, individual
Mar 31, 2021 to May 9, 2024factForm ADV
← P••••••• L•••OwnerMANAGING PARTNER AND CHIEF OPERATING OFFICER OF B••••••••• C•••••••••, ownership code NA, individual
Mar 31, 2021 to May 9, 2024factForm ADV
← G••••••• N•••••••• H•••••OwnerMANAGING PARTNER, PRESIDENT AND CHIEF FINANCIAL OFFICER OF B••••••••• C•••••••••, ownership code NA, individual
Mar 31, 2021 to May 9, 2024factForm ADV
← R•••••• A•••OwnerMANAGING PARTNER, ownership code NA, individual
Mar 31, 2021 to May 9, 2024factForm ADV
← B••• C•••••• H••••••• U• L••OwnerMEMBER, ownership code E, domestic entity
Mar 31, 2023 to May 9, 2024factForm ADV
← B••••••••• C•••••••• T••••••• L•••OwnerMEMBER, ownership code E, domestic entity
Mar 29, 2024 to May 9, 2024factForm ADV
← B••••••••• C•••••••••OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 31, 2023 to May 9, 2024factForm ADV
← B••••••••• H••••••• C••••• I•••OwnerMEMBER, ownership code E, foreign entity
Mar 29, 2024 to May 9, 2024factForm ADV
← B••••••••• U• C•••••• C•••••••••OwnerMEMBER, ownership code E, domestic entity
Mar 31, 2023 to May 9, 2024factForm ADV
← B••••••••• U• C•••••••• H••••••• I•••OwnerMEMBER, ownership code E, domestic entity
Mar 29, 2024 to May 9, 2024factForm ADV