DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• O••••••••• P•••••••• L••
Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 170811SEC 801-79456websiteIAPD
Legal name P•••••••• A•••••• L••
Latest filing Sep 16, 2026
First filing on the tape Mar 24, 2014 · 31 filings
SEC status approved since Apr 18, 2014
RAUM
$2.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$2.9B as of Mar 30, 2026
Mar 31, 2015$243M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20150 then
Employees (5.A)17 as of Mar 30, 2026
Mar 31, 2015433 then
Private funds4 as of Mar 30, 2026
Mar 31, 20151 then
RAUM +259% over the last fiscal year+54% a year over threeIARs 0 to 0offices 27 to 2
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $488MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +259%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.8B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••••• S••• O••• F••• •• L••• | Private Equity Fund | $144M | 1 | Feb 21, 2020 |
| B••••••••• S•• C•••••••• L••• | Private Equity Fund | $132M | 5 | Mar 31, 2021 |
| O• 5•• O••••••• F•••• L•••no longer reported | Hedge Fund | $123M | 9 | Nov 26, 2018 |
| B••••••••• S•• C•••••••• •• L••• | Private Equity Fund | $73.6M | 2 | Mar 31, 2021 |
| B••••••••• S••• O••• F••• •• L••• | Private Equity Fund | $28.1M | 2 | Mar 30, 2020 |
| B••••••••• C••••• O••••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $10.4M | 3 | Mar 31, 2015 |
| B••••••••• B••• C•••••• •• L••• | Private Equity Fund | $28,000 | 1 | Feb 26, 2019 |
| B••••••••• C••••• O••••••••• C•••••••• ••• L••• | Hedge Fund | $0 | 2 | Aug 27, 2018 |
| B••••••••• B• C•••••••• L••• | Private Equity Fund | $0 | 2 | Feb 26, 2019 |
Owners and control persons
Schedule A and B, latest filing
- F••••••••• R••••• · Managing Partner And Chief Compliance O••••••controlsince 09/2013 · owns less than 5%
- F••••• B••••• J•••• · Managing Partner And Chief Executive O•••••• Of B••••••••• C•••••••••controlsince 03/2022 · owns less than 5%
- G••••••• N•••••••• H••••• · Managing Partner, President And Chief Financial O•••••• Of B••••••••• C•••••••••controlsince 02/2020 · owns less than 5%
- M••••• C•••• · Managing Partner And Chief Executive O••••••, P•••••• Equitycontrolsince 02/2002 · owns less than 5%
- P••••••• L••• · Managing Partner And Chief Operating O•••••• Of B••••••••• C•••••••••controlsince 08/2016 · owns less than 5%
- P••••••• S••••• · Managing Partnercontrolsince 02/2002 · owns less than 5%
- R•••••• A••• · Managing Partnercontrolsince 01/2014 · owns less than 5%
Entity owners
- B••• C•••••• H••••••• U• L•• · Memberdirect · owns 75% or more
- B••••••••• C•••••••• T••••••• L••• · Memberindirect · owns 75% or more of B••••••••• U• C•••••••• H••••••• I•••
- B••••••••• C••••••••• · Shareholderindirect · owns 75% or more of B••••••••• U• C•••••• C••••••••• · public reporting company
- B••••••••• H••••••• C••••• I••• · Memberindirect · owns 75% or more of B••••••••• C•••••••• T••••••• L•••
- B••••••••• U• C•••••• C••••••••• · Memberindirect · owns 75% or more of B••• C•••••• H••••••• U• L••
- B••••••••• U• C•••••••• H••••••• I••• · Memberindirect · owns 75% or more of B••••••••• U• C•••••• C•••••••••
Related persons
Schedule D 7.A
- 3••• S••••• P••••••• J• L••pooled vehicle sponsorn
- A••••••••• F••• I• G•• L••pooled vehicle sponsorn
- B••• L••pooled vehicle sponsorn
- B•• V• A••••• F••• G• L••pooled vehicle sponsorn
- B•• V• B•••• C•••••••• G• L•pooled vehicle sponsorn
- B•• V• D•••••• C•••••••• G• L•pooled vehicle sponsorn
- B•• V• M•••••• S••••••• C•••••••• G• L•pooled vehicle sponsorn
- B•• V• S••••••••• G•••• C•••••••• G• L•pooled vehicle sponsorn
- B••••• C••••• G• I•••pooled vehicle sponsorn
- B•• B•• F•••••••• H••••••• L••••••pooled vehicle sponsorn
- B••••• I•••••• L••••••investment advisern
- B•• B•• A•• G• L••••••pooled vehicle sponsorn
- B•• B••• A•• G• L••••••pooled vehicle sponsorn
- B•• I• G• S•••••••pooled vehicle sponsorn
- B•• I• G• S•••••••pooled vehicle sponsorn
- B•• I• G• H••••••• B•••••• L••••••pooled vehicle sponsorn
- B•• I• N•••• G•••••• P•••••• •••••••• L•••pooled vehicle sponsorn
- B•• I•• C••••• G• L•pooled vehicle sponsorn
- B•• I• A••••• F••• G• L••pooled vehicle sponsorn
- B•• I• B•••••• G• L••••••pooled vehicle sponsorn
- B•• V• B•••••• G• L••••••pooled vehicle sponsorn
- B•• B•••••• H••••••• V• L••••••pooled vehicle sponsorn
- B•• I•••• I•••• P••••••• M••••••••• S••••••• P•••••• L••••••investment advisern
- B•• M• R••••• S••••••••• L••pooled vehicle sponsorn
- B•• N• S••••••••• L••pooled vehicle sponsorn
- B•• N• L••• S••••••••• L••pooled vehicle sponsorn
- B•• N• S••••••••• L••pooled vehicle sponsorn
- B•• N• P••••••• S••••••••• I• L••pooled vehicle sponsorn
- B•• S• S••••••••• L••pooled vehicle sponsorn
- B•• W•• S••••••••• L••pooled vehicle sponsorn
Advisers that list P•••••••• O••••••••• P•••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Toronto, Canada357 employees
- London, United Kingdom123 employees
- Sao Paulo, Brazil106 employees
- Sydney, Australia102 employees
- Mumbai, India37 employees
- Dubai, United Arab Emirates29 employees
- Income At Raffles, Singapore29 employees
- Worthing, Barbados25 employees
- S•••••••, China20 employees
- Chicago, IL13 employees
- Menlo Park, CA10 employees
- Hamilton, Bermuda9 employees
- Cleveland, OH7 employees
- Tokyo, Japan6 employees
- Seoul, Korea, South4 employees
- Madrid, Spain4 employees
- Beijing, China3 employees
- Central, Hong Kong3 employees
- Frankfurt, Germany3 employees
- Westlake Village, CA3 employees
- Chicago, IL2 employees
- Luxembourg, Luxembourg2 employees
- Calgary, Canada1 employees
- Toronto, Canada1 employees
- Biddeford, ME1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Sep 16, 2026related persons on Schedule D 7.A of 244.0 against a peer median of 7.0 (850 comparable advisers, 99.0th percentile, 53.3 robust deviations)peers: ASSET_M••••••, $1B to $5B (850) · 99% percentile
- employee count dropChange between filings · filing Mar 30, 2026employees (Item 5.A) moved from 1,219.0 to 17.0 (-99.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was 0.0% (1109 comparable advisers, 0.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,109) · 0.0% percentile
- office count dropChange between filings · filing Mar 30, 2026offices other than the principal office (Item 1.F.5) moved from 27.0 to 2.0 (-93.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was 0.0% (139 comparable advisers, 1.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (139) · 1.4% percentile
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $816,009,083 to $2,929,344,404 (+259.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 99.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,368) · 99% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 30, 2026 to Sep 16, 2026
- Private funds · 4 to unsetMar 30, 2026 to Sep 16, 2026
- Succession · false to unsetMar 30, 2026 to Sep 16, 2026
- Accounts · 5 to 6Dec 16, 2025 to Mar 30, 2026
- Business name · P•••••••• A•••••• L•• to P•••••••• O••••••••• P•••••••• L••Dec 16, 2025 to Mar 30, 2026
- Pooled vehicle clients · 3 to 4Dec 16, 2025 to Mar 30, 2026
- Employees · 15 to 17Dec 16, 2025 to Mar 30, 2026
- Other offices · 1 to 2Dec 16, 2025 to Mar 30, 2026
- Private funds · 3 to 4Dec 16, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.0B to $2.9BDec 16, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.9B to $2.8BDec 16, 2025 to Mar 30, 2026
- RAUM · $2.0B to $2.9BDec 16, 2025 to Mar 30, 2026
- Accounts · 6 to 5Jul 30, 2025 to Dec 16, 2025
- Advisory employees · 1,219 to 12Jul 30, 2025 to Dec 16, 2025
- Advisory activities · 1 to 2Jul 30, 2025 to Dec 16, 2025
- BD registered reps · 69 to 0Jul 30, 2025 to Dec 16, 2025
- Business name · B••••••••• A•••• M••• P•••••• I••• C•••••• A•••••• •••••••• L•• to P•••••••• A•••••• L••Jul 30, 2025 to Dec 16, 2025
- Pooled vehicle clients · 6 to 3Jul 30, 2025 to Dec 16, 2025
- Assets in custody · $816M to $0Jul 30, 2025 to Dec 16, 2025
- Employees · 1,219 to 15Jul 30, 2025 to Dec 16, 2025
- HQ city · NEW YORK to SAN FRANCISCOJul 30, 2025 to Dec 16, 2025
- HQ state · NY to CAJul 30, 2025 to Dec 16, 2025
- Legal name · B••••••••• A•••• M••• P•••••• I••• C•••••• A•••••• •••••••• L•• to P•••••••• A•••••• L••Jul 30, 2025 to Dec 16, 2025
- Other offices · 27 to 1Jul 30, 2025 to Dec 16, 2025
- Private funds · 5 to 3Jul 30, 2025 to Dec 16, 2025
- Discretionary RAUM · $816M to $2.0BJul 30, 2025 to Dec 16, 2025
- Pooled vehicle RAUM · $816M to $1.9BJul 30, 2025 to Dec 16, 2025
- RAUM · $816M to $2.0BJul 30, 2025 to Dec 16, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jul 30, 2025
- Accounts · 7 to 6May 9, 2024 to Mar 31, 2025
- Advisory employees · 1,175 to 1,219May 9, 2024 to Mar 31, 2025
- BD registered reps · 51 to 69May 9, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 6May 9, 2024 to Mar 31, 2025
- Assets in custody · $799M to $816MMay 9, 2024 to Mar 31, 2025
- Employees · 1,175 to 1,219May 9, 2024 to Mar 31, 2025
- Other offices · 29 to 27May 9, 2024 to Mar 31, 2025
- Private funds · 6 to 5May 9, 2024 to Mar 31, 2025
- Discretionary RAUM · $799M to $816MMay 9, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $799M to $816MMay 9, 2024 to Mar 31, 2025
- RAUM · $799M to $816MMay 9, 2024 to Mar 31, 2025
Signals
37 dated events
- P•••••••• O••••••••• P•••••••• L•• reported RAUM $2.9B, up 43% from $2.0B (2025-12-16 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- P•••••••• O••••••••• P•••••••• L•• reported RAUM $2.0B, up 151% from $816.0M (2025-07-30 to 2025-12-16)Dec 16, 2025 · RAUM change · derived
- P•••••••• O••••••••• P•••••••• L•• reported 1 offices beyond its principal office, down from 27 (2025-07-30 to 2025-12-16)Dec 16, 2025 · Office count change · derived
- James Bruce Flatt (Managing Partner And Chief Executive Officer Of B••••••••• C•••••••••) appeared on Schedule A of P•••••••• O••••••••• P•••••••• L••Mar 31, 2023 · Control person joined · fact
- Stuart Barry Blattman (Director, President & Treasurer And Managing Partner Of Brookfield Asset Management Inc.) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- D•••• L••••••• (Director And Managing Partner Of Brookfield Asset Management Inc.) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- J••••• B•••• (Managing Partner And Chief Legal Officer) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- W•••••• Brian Kingston (Managing Partner And Chief Executive Officer) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Marcus John Stinebaugh (Managing Partner) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- S••••• S••• (Managing Partner,Chief Investment Officer) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- W•••••• P••••• (Managing Partner And Chief Operating Officer) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- P•••••••• O••••••••• P•••••••• L•• reported RAUM $801.0M, down 27% from $1.1B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- P•••••••• O••••••••• P•••••••• L•• reported 34 offices beyond its principal office, up from 25 (2021-12-16 to 2022-03-31)Mar 31, 2022 · Office count change · derived
- W•••••• A•••••••• Craig Noble (Managing Partner And Chief Executive Officer) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2021-12-16, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- S••••• S••• (Managing Partner,Chief Investment Officer) appeared on Schedule A of P•••••••• O••••••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- P•••••••• O••••••••• P•••••••• L•• reported 25 offices beyond its principal office, up from 5 (2020-03-30 to 2021-03-31)Mar 31, 2021 · Office count change · derived
- W•••••• Brian Kingston (Managing Partner And Chief Executive Officer) appeared on Schedule A of P•••••••• O••••••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- Samuel Pollock (Managing Partner And Chief Executive Officer) appeared on Schedule A of P•••••••• O••••••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- C•••• M•••• (Managing Partner) appeared on Schedule A of P•••••••• O••••••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- Anuj Ranjan (Managing Partner) appeared on Schedule A of P•••••••• O••••••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- Marcus John Stinebaugh (Managing Partner) appeared on Schedule A of P•••••••• O••••••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- W•••••• P••••• (Managing Partner And Chief Operating Officer) appeared on Schedule A of P•••••••• O••••••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- Anthony Bavaro (Chief Operating Officer And Managing Director Of Brookfield Asset Management Inc.) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Bruce James Flatt (Senior Managing Partner & Ceo Of Brookfield Asset Management Inc.) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Douglas Brian Lawson (Vice Chairman Of Brookfield Asset Management Inc.) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- M•••• J•••••• B•••••• (Vice Chairman Of Brookfield Asset Management Inc.) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- R••••• P•••• (Director And Managing Director Of Brookfield Asset Management Inc.) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- A••••• R••••• (Managing Partner Of Brookfield Asset Management Inc.) no longer on Schedule A of P•••••••• O••••••••• P•••••••• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- L••• P•••••• (Managing Partner And Chief Operating Officer) appeared on Schedule A of P•••••••• O••••••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
- J••••• B•••• (Managing Partner And Chief Legal Officer) appeared on Schedule A of P•••••••• O••••••••• P•••••••• L••Mar 31, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- P•••••••• O••••••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B••••••••• A•••• M••• P•••••• I••• C•••••• A•••••• •••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pinegrovevpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- pinegrove.vcreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-519-0540reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026