DFX Intelligence

K••••• A••••••••• A••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

K••••• A••••••••• A••

Advisor at C•••••• C••••• G••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:d4192843-6811-22dd-d8b8-1d881cc3ccd4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 7, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••• G••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••• G••••• I•••	No RAUM reported	Jul 17, 2026	n/a	yes	Los Angeles , CA\|Los Angeles, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Aug 6, 2024	Nov 20, 2024	no	CULVER CITY, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	C•••••• C••••• G••••• I•••	Nov 20, 2024	Jul 17, 2026	604	Firm change after gap	Other
F••••••	J••• M••••• S••••••••• L••	May 30, 2024	Aug 6, 2024

Relationships

Registered with (4)

→ C•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 6, 2024 to Nov 20, 2024factForm ADV
→ F••••••Registered adviserregistration: previous registration
May 13, 2024 to May 30, 2024factForm ADV
→ S•••••••• W•••••• L••

Dated events

Occurred
Nov 20, 2024
Advisor changed firm
K••••• A••••••••• A•• left J••• M••••• S••••••••• L•• for C•••••• C••••• G••••• I••• (registered 2026-07-17)
Form ADVobserved 7 days ago
Occurred
May 30, 2024
Advisor changed firm
K••••• A••••••••• A•• left Farther for J••• M••••• S••••••••• L•• (registered 2024-08-06)
Form ADVobserved 7 days ago
Occurred
May 18, 2022
Advisor changed firm
K••••• A••••••••• A•• left S•••••••• W•••••• L•• for Farther (registered 2024-05-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4192843-6811-22dd-d8b8-1d881cc3ccd4
First observed: Jan 7, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.